Search for: "Merrill Lynch "
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18 Jun 2018, 2:02 pm
Merrill Lynch agreed to settle the claims for approximately $16 million without admitting or denying the allegations. [read post]
2 Aug 2008, 9:52 am
Constable [a managing director in charge of Merrill's auction-rate securities desk] told an associate in an email that Merrill had to slash prices to sell its inventory of auction-rate securities: "The gloves are off and we are not concerned about issuer perception of [Merrill Lynch's] abilities and the competition. [read post]
17 Jul 2014, 7:18 am
Merrill Lynch’s retail platform offers a variety of different mutual funds. [read post]
31 Oct 2008, 7:00 am
In addition to the failures of corporate America, employees are being forced into signing unfair and over broad noncompete agreements.For example, take the retention agreement offered by Bank of America as a part of its purchase of Merrill Lynch. [read post]
Seventh Circuit permits class action race discrimination lawsuit against Merrill Lynch to go forward
24 Feb 2012, 11:56 am
Today, the Seventh Circuit Court of Appeals, reversing the decision of the trial court, held that a class of black stockbrokers who work, or used to work, for Merrill Lynch could continue to pursue their race discrimination case against Merrill Lynch as a class action. [read post]
17 Jun 2009, 6:27 pm
"Merrill Lynch execs in Enron case can be retried": The Associated Press has a report that begins, "A federal appeals court says the retrial of three former Merrill Lynch & Co. executives connected to an Enron Corp. deal would not violate their constitutional protections against double jeopardy. [read post]
29 Jun 2016, 1:53 pm
Malecki Law’s team of investment attorneys are interested in hearing from investors who have complaints regarding long-time Merrill Lynch Financial Advisor Paul F. [read post]
25 Jan 2011, 1:52 pm
Merrill Lynch, Pierce, Fenner & Smith Inc. agreed to pay a $10 million fine to settle Securities and Exchange Commission charges that the company misused customer information and charged undisclosed trading fees. [read post]
8 Mar 2011, 3:56 pm
District Court for the Western District of Washington says that King County, Washington has pleaded sufficient facts to continue with its securities fraud lawsuit accusing Merrill Lynch, Merrill Lynch, Pierce, Fenner and Smith Inc. and Merrill Lynch Money Markets Inc. of facilitating its purchase of allegedly toxic mortgage-backed securities and violating the Washington State Securities Act. [read post]
26 Jan 2012, 4:07 am
Merrill Lynch?) [read post]
26 Jan 2012, 4:07 am
Merrill Lynch?) [read post]
25 Jan 2021, 6:17 pm
In 2019, Bank of America Merrill Lynch agreed to pay $40 million to settle with Robert Levine, co-founder of Cabletron Systems, over churning allegations. [read post]
4 Feb 2010, 12:37 pm
On Feb. 4, Cuomo charged Lewis of defrauding investors and the U.S. government when he helped put the wheels into motion for Bank of America to buy financially troubled Merrill Lynch & Co. [read post]
8 Nov 2019, 12:19 pm
The post Merrill Lynch, Raymond James to Pay $12 Million to Customers appeared first on The White Law Group. [read post]
18 Jan 2007, 4:16 am
Merrill Lynch plans to invest up to $4.15 billion in a property development partnership with the Japanese venture capital firm SBI Holdings, Reuters reported. [read post]
26 Oct 2007, 5:22 am
Merrill Lynch already owned 7.55 million BCE shares, or about 1 percent of the company’s equity, as of Oct. [...] [read post]
30 Oct 2007, 10:34 am
Merrill hit With Subprime Class Action Wasting no time after the announcement of the billions of dollars in losses, and the resignation of Stan O'Neal, Reuters reports that a lawsuit has been filed against Merrill Lynch, contending that the company issued false and misleading statements about its exposure to risky mortgage investments. [read post]
8 Jan 2009, 7:24 am
Temasek, the government-run fund out of Singapore, appears to have lost billions of dollars, at least on paper, from its multibillion-dollar investment in Merrill Lynch. [read post]
6 Oct 2010, 8:29 am
DealBook takes a look at the highlights of Bethany McLean and Joe Nocera's excerpt of their new book in Vanity Fair, detailing the beginning of the end of Merrill Lynch. [read post]
11 Feb 2009, 9:38 pm
The fact that Merrill paid out billions in bonuses at a time when Mr Lewis was asking for $20bn in government funds to complete the acquisition has generated outrage over the alleged use of bank rescue funds to reward Wall Street executives.In all, Mr Cuomo determined that 696 employees of Merrill Lynch received a bonus of at least $1m for the year. [read post]
