Search for: "Stanley S."
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1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
31 Aug 2023, 6:01 pm
They include a lawsuit filed Tuesday against Morgan Stanley & Co. [read post]
30 Aug 2023, 10:13 am
After considering the pleadings, testimony and evidence presented at the hearing, the Arbitration Panel rejected Morgan Stanley’s defense and unanimously awarded the customer $1.8 million, including the entirety of damages caused by Morgan Stanley’s investment in WisdomTree market adjusted to account for Morgan Stanley’s mismanagement of her account during an historic bull market. [read post]
24 Aug 2023, 4:00 am
After seeing two of them attempt to start an ATV on his property, Gerald Stanley and his son ran toward the car, and the latter smashed the car’s windshield with a hammer. [read post]
23 Aug 2023, 4:17 am
Therefore, Stanley believed Airgas, Inc. should be liable in tort. [read post]
21 Aug 2023, 9:42 am
These resolutions include settlements with the following banks, mortgage originators, and rating agencies: Ally Financial; Aurora Loan Services; Bank of America; Barclays; Citigroup; Credit Suisse; Deutsche Bank; General Electric; Goldman Sachs; HSBC; JPMorgan; Moody’s; Morgan Stanley; Nomura; Royal Bank of Scotland; S&P; Société Générale; Wells… [read post]
21 Aug 2023, 7:21 am
‘A hearing would permit colloquy with Mr Irving’s clients to inform them of potential risks and inquire into possible waivers.'” “Wednesday’s request to the US district court judge Aileen Cannon is the second for a conflict-of-interest hearing in the classified documents case after prosecutors revealed last month that Nauta’s lawyer Stanley Woodward also had three potential conflicts of interest. [read post]
16 Aug 2023, 1:41 pm
“The ‘brains’ behind fake Trump electors was once a liberal Democrat; Kenneth Chesebro, a Harvard-trained lawyer, may be the least well known of the main players in Trump’s federal and Georgia indictments”: Isaac Stanley-Becker of The Washington Post has this report. [read post]
16 Aug 2023, 11:47 am
Section's Litigation Update [read post]
16 Aug 2023, 8:00 am
The route starts in Shoshone and winds its way through the charming towns of Ketchum and Stanley. [read post]
16 Aug 2023, 4:37 am
District Judge Stanley Bastian strongly disagreed with that argument and dismissed the lawsuit as frivolous. [read post]
15 Aug 2023, 10:45 am
David Alan Sklansky is the Stanley Morrison Professor of Law and Faculty Co-Director of the Stanford Criminal Justice Center. [read post]
14 Aug 2023, 7:42 am
Cannon, who is overseeing the documents case, to conduct a hearing ‘regarding potential conflicts’ arising from the complex client list of one lawyer, Stanley Woodward Jr. [read post]
11 Aug 2023, 4:07 pm
Such proof included the evidence that: (1) Scott voluntarily and substantially slashed his salary to $100,000 even though his earning capacity was much higher and SCA has sufficient non-operating reserves to at least cover the $90,444 he owed for child support; (2) in lieu of Scott’s taking a larger salary to meet his personal and family expenses in 2020, Scott and his current spouse evidently covered such expenses in part by taking distributions totaling at least $977,000 from their… [read post]
9 Aug 2023, 4:18 am
Let's just say, in Sloan's telling this was not Wechsler's finest moment. [read post]
7 Aug 2023, 11:16 am
The AI proposal that was recently issued would require broker-dealers to “eliminate or neutralize” any conflict of interest that occurs if a trading platform’s predictive data analytics puts the broker’s financial interest ahead of that of the firm’s clients. [read post]
7 Aug 2023, 7:22 am
” “In a court filing Wednesday, prosecutors said Stanley Woodward — the lawyer for Trump valet Waltine ‘Walt’ Nauta — has represented at least seven other clients whom prosecutors have interviewed about Trump’s alleged efforts to keep classified documents in defiance of the government’s demand they be returned. [read post]
4 Aug 2023, 8:13 am
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]
4 Aug 2023, 7:34 am
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]
4 Aug 2023, 7:16 am
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]
