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1 Aug 2008, 4:44 pm
According to Frank, "When you deposit your dollar, it will match your values. [read post]
23 May 2007, 6:39 pm
The DLA Piper memo, from your pals Larry, Moe and Curly Frank, Lee and Terry, appears after the jump. [read post]
9 Jul 2008, 1:36 pm
Frank's chief of staff said he remains confident that the legislation will pass at some point. [read post]
6 Feb 2017, 3:26 am
On Friday, President Trump issued this Executive Order calling for a comprehensive review of Dodd-Frank. [read post]
1 Jun 2012, 7:21 am
I want to thank Frank Rotella and Rofami, Inc., for featuring an article of mine in a recent e-newsletter of theirs.http://rofami.com/mainnewslettertopicdidyouknow.htm"Valuable Trademark Tips from an Experienced Attorney"Thank you, Frank, for allowing me to share my expertise in this area.The Trademark, Copyright, and Entertainment Law Forum is written by Anthony Verna. [read post]
3 Jan 2012, 9:00 am
Four federal agencies today extended the comment period on a proposal to implement the so-called Volcker Rule of the Dodd-Frank Wall Street Reform and Consumer Protection Act until February 13, 2012.The Dodd-Frank Act requires regulators to implement certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. [read post]
23 Sep 2010, 4:44 am
…will be taking on class action lawyers tonight, with guests that include Ted Frank, Texas lawyer Mark Lanier, and Marie Gryphon of the Manhattan Institute [read post]
2 Nov 2011, 4:53 am
Yesterday I received the latest edition of Davis Polk's "Dodd-Frank Progress Report. [read post]
11 May 2010, 9:06 pm
Comic book artist Frank Frazetta died on Monday, and Bruce Weber's NYT obituary includes, at the very end, an update on the family feud over his work:"After [his wife's] death [last year], her children became embroiled in a custodial dispute over their father’s work, and in December, Frank Jr. was arrested on charges of breaking into the family museum and attempting to remove 90 paintings that had been insured for $20 million. [read post]
24 Jun 2011, 8:15 am
" Dodd-Frank assigned CFPB the task of issuing a rule on or before July 21, 2012, to identify these other markets and to define "larger participant. [read post]
26 Feb 2008, 8:44 am
David Lat's Above the Law has a guest post from Ted Frank. [read post]
9 Feb 2011, 4:33 pm
Referring to the two Dodd-Frank mandated studies the SEC released two studies last month on the oversight of investment advisers and a uniform federal fiduciary standard for adviser and brokers, FINRA CEO Rick Ketchum said that FINRA has long advocated that more frequent examinations of investment advisory firms will enhance investor protection and looks forward to working with the SEC and Congress as decisions are made on how to implement the options in the study, one of which was to… [read post]
9 Feb 2012, 5:48 pm
The Division of Investment Management advised that a 2005 SEC staff no-action letter on the registration of a special purpose vehicle created by a registered investment adviser continues to represent the staff’s position after the Dodd-Frank Act repeal of the exemption previously provided to private fund advisers by Section 203(b)(3) of the Investment Advisers Act. [read post]
17 Feb 2011, 7:26 am
Interpreting the Dodd-Frank mandated shareholder advisory vote on executive compensation, as implemented by SEC Rule 14a-21, the Corporation Finance staff said that it is permissible for the say-on-pay vote to omit the words, "pursuant to Item 402 of Regulation S-K," and replace such words with a plain English equivalent, such as ``pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compensation discussion and analysis, the… [read post]
11 Jun 2012, 3:15 am
In a letter to the SEC, House Assistant Majority Whip Robert Latta (R-OH) asked the SEC to exempt all scrap and recycled minerals from the regulations implementing Section 1502 of the Dodd-Frank Act involving conflict minerals disclosures. [read post]
17 Dec 2011, 7:26 am
FRANK J. [read post]
8 Mar 2011, 9:56 am
Investment advisers transacting business in Ohio are being guided by the State on how to switch their advisory status from federal to state because their total amount of assets under management is (or will be) no more than $100 million on July 21, 2011, the date the “switch” is required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
17 Nov 2011, 6:27 pm
The House Capital Markets Subcommittee approved bi-partisan legislation repealing the swap push out provisions of Section 716 of the Dodd-Frank Act requiring depository institutions to conduct derivatives trades through an affiliate. [read post]
10 Jun 2011, 4:19 pm
The seemingly endless, and endlessly acrimonious, California divorce of Frank and Jamie McCourt is due back in Los Angeles family court later this month. [read post]
5 Jan 2011, 5:00 am
Dodd-Frank imposed a heavy rule-making agenda on the SEC. [read post]
