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6 Apr 2021, 5:00 am by John Jascob
This list includes (among others) (i) publicly traded companies, (ii) 501(c) tax exempt entities under the Internal Revenue Code, (iii) certain pooled investment vehicles, (iv) any entity that (a) employs more than 20 employees on a full-time basis in the United States, (b) filed in the previous year's federal income tax returns more than $5,000,000 in gross receipts or sales in the aggregate (including the receipts or sales of other entities owned by the entity and… [read post]
30 Apr 2014, 2:44 pm by admin
In sum, while the above is not intended to be exhaustive, a lot of the CASL compliance exercise is related to: (a) obtaining CASL compliant consents; (b) ensuring that consent requests and electronic marketing complies with the “form” requirements of CASL; (c) including an unsubscribe mechanism; and (d) keeping track of unsubscribes and electronic marketing lists. [read post]
11 Sep 2021, 8:16 am by Franklin C. McRoberts
The remaining 24% membership interests were sold to investors and denominated “Class B” and “Class C” interests, the Class B member having limited voting rights on mergers and acquisitions, the Class C members no voting rights, only an economic interest. [read post]
16 Apr 2012, 7:39 am by Michelle Capezza
  EGCs  are exempt from certain regulatory requirements until the earliest of the date (a) five years from the date of their IPO, (b) they have $1 billion in annual gross revenue or (c) they become a large accelerated filer (i.e. a company with worldwide public float of $700 million or more); (ii)                While EGCs must comply with SEC-mandated quarterly and annual disclosures,… [read post]
17 Oct 2008, 1:00 pm
We have this happen at least a couple of times a year:  an out-of-state company calls us, tells us they were sued, they turned the summons and complaint over to (a) an insurer;  or (b) their local counsel;  or (c) to a clerk or a secretary or somebody in office, and now they have received a notice of entry of default.The common perception seems to be that we can get a default set aside just for the asking. [read post]
In addition, the FTC has prohibited the companies from making any representation—expressly or by implication—that a product is Made in the United States unless either: (a) the final assembly or processing of the product occurs in the United States, all significant processing that goes into the product occurs in the United States, and virtually all ingredients or components are made or sourced in the United States; or (b) there is a clear and conspicuous qualification… [read post]
14 Nov 2018, 5:58 pm by Andrew Abramowitz
One of the differences of 506(c) versus 506(b) is that all investors must be accredited investors. [read post]
24 Aug 2010, 7:27 am by admin
Regulation 4(1) states: "Every employer shall ensure that work at height is – (a) properly planned; (b) appropriately supervised; and (c) carried out in a manner which is, so far as is reasonably practicable, safe". [read post]
6 Jul 2010, 10:01 pm by JD Hull
Put simply, (a) your firm is more efficient, (b) your overhead is likely lower, and (c) your work in any event is better. [read post]
9 Mar 2015, 9:25 pm by JP Sarmiento
In our brief, we clearly demonstrated that our client met the requirements set forth in the INA §203(b)(1)(C). [read post]
11 Jan 2011, 5:20 am by admin
Regulation 4(1) states: "Every employer shall ensure that work at height is (a) properly planned; (b) appropriately supervised; and (c) carried out in a manner which is so far as is reasonably practicably safe and that its planning includes the selection of work equipment in accordance with Regulation 7. [read post]