Search for: "Hedge Fund Lawyer"
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6 Dec 2011, 2:35 pm
The FSA fined a hedge fund manager compliance officer 14,000 pounds and banned her from performing any significant influence function in regulated financial services for failing to carry out her duties with due skill and care. [read post]
3 Dec 2009, 8:05 am
These efforts have started with at least three dozen subpoenas sent to brokerages and hedge funds.Attention on this issue is definitely swelling. [read post]
2 Aug 2011, 5:11 pm
Strangely enough, once a hedge fund or private equity fund loses its federal exemption because it starts to manage over $150 million, its employees will be required to take the Series 65. [read post]
15 Nov 2010, 4:30 am
My weekend colleagues included GCs for large public companies, former deal lawyers turned investment bankers and hedge fund managers, and partners of storied East Coast law firms. [read post]
24 Jan 2019, 3:57 pm
Investors are likely looking to reign in losses at the first two and it’s possible Gannett is looking to get more profitable asap now that a hedge fund known to be the death of journalism for its previous acquisitions is looking to acquire them. [read post]
7 Jan 2008, 8:00 pm
Hedge funds and private equity firms seem to offer better chances for that. [read post]
28 Jun 2011, 11:47 am
Securities and Exchange Commission, the agency announced on Tuesday that it had $230 million held in a hedge fund's offshore account returned to the United States, where it will remain frozen while the agency's fraud case proceeds. [read post]
15 Jul 2011, 2:43 pm
Lawyers tussle over ‘financial conspiracy’ evidence in McCrudden caseDefense counsel for disgruntled former hedge-fund manager and commodities trader Vincent P. [read post]
21 Mar 2010, 8:03 am
Turns out she is not some high-paid hedge fund analyst, but at the time of writing the report a college senior just trying to earn her degree. [read post]
25 Jul 2012, 4:18 am
Supplies are dwindling and reports today note that hedge fund managers are betting that the price of natural gas is going to increase. [read post]
17 Nov 2014, 6:16 am
Last week, The Federalist Society's 2014 National Lawyers Convention featured a session dedicated to the short-termism debate and examining the evidence put forward by Professors Lucian Bebchuk, Alon Brav, and Wei Jiang in their study, The Long-Term Effects of Hedge Fund Activism. [read post]
28 Mar 2022, 8:08 am
” “The key was that every lawyer, corporate director, hedge fund manager and investment adviser involved in the process could honestly say he or she wasn’t working directly for Mr. [read post]
1 Nov 2023, 2:07 pm
Federal investigators have spent more than four years examining whether Morgan Stanley improperly tipped off favored hedge-fund clients to big blocks of stock coming on the market. [read post]
26 Jul 2011, 9:22 pm
Nonetheless, it appears from the text of the bill that private equity managers (like venture capital funds and small hedge funds) would still be considered “exempt reporting advisers” and will be required to file a truncated Form ADV. [read post]
13 Jul 2009, 6:45 pm
As detailed in this Bloomberg article, "Marc Dreier, the New York law firm- founder, was sentenced to 20 years in prison for defrauding hedge funds of more than $400 million and stealing money from his clients. [read post]
27 Jul 2009, 5:24 pm
Before there were Delaware corporations and Cayman Islands hedge funds and Cook Islands asset protection trusts, there were Nevada divorces. [read post]
8 Nov 2018, 9:05 am
When Puerto Rico bonds and closed-end bond funds plunged in value beginning in 2013, thousands of investors, including those with money in mutual funds and hedge funds holding Puerto Rico securities, collectively lost billions of dollars. [read post]
23 Jun 2022, 7:17 am
”The Bear Stearns hedge funds’ winding–up petitions in the Cayman Islands were precipitated by the funds’ losses in May, 2007 due to the U.S. sub-prime mortgage crisis. [read post]
28 May 2017, 8:17 am
Varachhi also admitted to having schemed to defraud his prior employer, also a hedge fund, through embezzling money from vendors. [read post]
18 Dec 2009, 8:30 am
The investigation has implicated 21 individuals, including 14 hedge fund managers, lawyers and other investors who were arrested in November. [read post]
