Search for: "Wall Street Financial Corporation"
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19 Feb 2010, 2:29 pm
The Federal Home Loan Bank of Seattle has filed 11 lawsuits against an array of Wall Street banks, seeking rescind $4 billion of mortgage-backed securities with interest, according to a Feb. 16 Wall Street Journal article by Nick Timiraos, “Home Loan Bank Sues Wall Street Firm. [read post]
4 May 2011, 8:32 am
As part of Dodd-Frank Wall Street Reform and Consumer Protection Act passed last summer, the Securities and Exchange Commission was given the authority to establish a whistleblower program with monetary incentives as a way to entice individuals to come forward about corporate financial wrongdoings. [read post]
12 Aug 2008, 7:47 pm
I would write more, except that, seeing the source of this critique to be the editorial page of the Wall Street Journal, I expected it to be misleading and/or poorly researched. [read post]
28 Mar 2022, 8:08 am
“How One Oligarch Used Shell Companies and Wall Street Ties to Invest in the U.S. [read post]
22 Oct 2008, 4:44 pm
We’ve seen it before: Corporate giants (Enron), high-profile hedge funds (Bear Stearns) and Wall Street banks (Lehman) collapse. [read post]
21 May 2010, 2:49 pm
We expect that next month Congress will begin reconciling the Senate Bill with the Wall Street Reform and Consumer Protection Act of 2009, which passed the House on December 11, 2009. [read post]
25 Jan 2016, 6:00 am
According to the Wall Street Journal, RCS Capital plans to file for chapter 11 bankruptcy protection under a prearranged that will allow RCS to focus on its retail brokerage firm conglomerate Cetera Financial Group. [read post]
22 Feb 2018, 1:54 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) was enacted in 2010 in the wake of the 2008 financial crisis. [read post]
20 Jun 2008, 9:16 am
The Wall Street Journal has a copy of the indictment, which charges both managers with securities fraud, wire fraud, and conspiracy, and one manager with insider trading, that can be viewed here. [read post]
25 Feb 2011, 11:07 am
Generally speaking, it found “widespread failures in financial regulation; dramatic breakdowns in corporate governance; excessive borrowing and risk-taking by households and Wall Street; policy makers who were ill prepared for the crisis; and systemic breaches in accountability and ethics at all levels. [read post]
9 Jun 2009, 8:15 am
In an earlier article The Wall Street Journal reported on Congressional committee disputes over jurisdiction of the regulation of over-the counter derivatives. [read post]
9 May 2007, 9:37 am
Time for a bit of bankruptcy news, and a swipe at the Wall Street Journal.The Journal reports that Rich Levin is leaving Skadden Arps for Cravath, Swaine and Moore (link). [read post]
24 Aug 2010, 5:00 am
Yesterday’s Wall Street Journal published a story by Aneel Karnani, Professor of Strategy at the University of Michigan’s Stephen M Ross School of Business with a controversial headline: The Case Against Corporate Social Responsibility. [read post]
23 Aug 2017, 6:09 am
In June, the House passed the Financial CHOICE Act which would repeal many of the governance-related provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (disclosures of CEO pay ratio and hedging policies) and limit the scope of other provisions (clawbacks), prohibit the SEC from mandating the use of universal proxy cards and increase shareholder proposal thresholds. [read post]
17 Apr 2008, 2:44 pm
Earlier this week, New York Attorney General Andrew Cuomo subpoenaed some of Wall Street's biggest financial institutions including UBS, Merrill Lynch and Goldman Sachs as part of an investigation into auction-rate securities. [read post]
30 Aug 2010, 1:13 pm
The right is fighting against Wall Street and financial reform in the midst of the worst recession since the great depression. 2. [read post]
11 Oct 2010, 2:29 am
Former Wall Street Journal columnist Herb Greenberg once asked me during an interview why we did it. [read post]
1 Aug 2007, 9:06 am
Today's WSJ has an editorial welcoming its takeover by Murdoch's News Corporation. [read post]
27 Jul 2012, 2:00 am
Foolishness - The trial of Brian Stoker, a mid-level former banker at Citigroup charged in connection with his role in creating exotic mortgage securities, has the potential to expose Wall Street practices in the years leading up to the financial crisis. [read post]
27 Jul 2012, 2:00 am
Foolishness - The trial of Brian Stoker, a mid-level former banker at Citigroup charged in connection with his role in creating exotic mortgage securities, has the potential to expose Wall Street practices in the years leading up to the financial crisis. [read post]
