Search for: "U.S. Commodity Futures Trading Commission"
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31 Jan 2024, 7:04 am
The Commodity Futures Trading Commission (CFTC) experienced record-breaking numbers in FY 2023, both in the number of whistleblower tips received and in the number of digital asset enforcement cases initiated. [read post]
3 Jul 2012, 6:33 pm
Commodity Futures Trading Commission and in addition, as part of an agreement with the US Department of Justice, Barclays admitted to its misconduct and agreed to pay a penalty of US$160 million. [read post]
23 Dec 2019, 8:15 am
Commodity Futures Trading Commission (CFTC) announced that it will award more than $1 million to an individual whose tip helped expose a securities fraud scheme and eventually led to the CFTC filing charges. [read post]
12 Jan 2012, 1:09 pm
In fact, investment funds and commodity pools may be precluded from trading certain currencies at all, warned the associations, since not all currencies have corresponding exchange-traded futures contracts or are represented on retail foreign exchange platforms.According to the associations, there is no indication that requiring customers that are clearly institutional in nature to trade in the retail markets will add any protection for retail customers. [read post]
20 Mar 2013, 11:45 am
Regulators, including the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) are reviewing trading of high-frequency firms to determine if they are engaging in prohibited transactions, such as "wash" trades. [read post]
31 Aug 2022, 8:12 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program has had a total profit of over $2.6 billion. [read post]
2 Jan 2024, 2:43 pm
On December 19, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for the agency’s historic $2.85 billion settlement with Binance and its former CEO Changpeng Zhao. [read post]
17 Dec 2013, 9:42 am
On Tuesday, December 10, five federal regulatory agencies, the Federal Reserve, the Securities and Exchange Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller and the Commodity Futures Trading Commission, jointly released the long awaited and hotly contested “Final Rules Implementing the Volcker Rule. [read post]
1 Oct 2018, 1:49 pm
On October 1, 2018, the Commodity Futures Trading Commission’s (“CFTC”) Chairman, J. [read post]
9 Sep 2019, 7:51 am
(OCC) reportedly to pay $20 Million in Penalties According to a press announcement on Sept. 4, 2019,the Securities and Exchange Commission and the Commodity Futures Trading Commission announced that the Options Clearing Corp. [read post]
30 Oct 2019, 4:56 pm
Commodity Futures Trading Commission (“CFTC”) Chairman Heath P. [read post]
18 Jun 2012, 1:48 pm
The Senate Appropriations Committee is recommending that the Commodity Futures Trading Commission and the Securities and Exchange Commission be funded at the same levels that the White House has requested. [read post]
29 Jun 2014, 6:00 am
In the United States, the Commodity Futures Trading Commission (“CFTC”) and the SEC share responsibility for regulating the derivatives market. [read post]
20 Feb 2019, 8:28 am
On February 8, 2019, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, and the Commodity Futures Trading Commission (collectively, the “Agencies”) published for public comment a Notice of Proposed Rulemaking (the “NPRM”) to amend the Volcker Rule to comply with amendments made to the Rule under the… [read post]
2 Nov 2020, 9:24 am
Commodity Futures Trading Commission (CFTC) released its 2020 Annual Report on the Whistleblower Program and Customer Education Initiatives. [read post]
31 Dec 2018, 6:01 am
Commodity Futures Trading Commission (the “CFTC”) seeking to hold a prominent Chicago trader and his investment firm liable for manipulation and attempted market manipulation of a highly illiquid segment of the interest rate swaps market. [read post]
15 Sep 2020, 11:48 am
On September 10, 2020, the Commodities Futures Trading Commission (CFTC) issued the latest in a series of circulars regarding corporate compliance released this summer by government agencies. [read post]
12 Sep 2022, 8:15 am
Over in the Senate, the Armed Services Committee holds a nomination hearing to debate President Biden’s nominee for Chief of Space Operations for the Department of Defense, while the Senate Agriculture Committee reviews a proposed bill that would grant jurisdiction to the Commodity Futures Trading Commission to regulate the spot digital asset market. [read post]
12 Sep 2022, 8:15 am
Over in the Senate, the Armed Services Committee holds a nomination hearing to debate President Biden’s nominee for Chief of Space Operations for the Department of Defense, while the Senate Agriculture Committee reviews a proposed bill that would grant jurisdiction to the Commodity Futures Trading Commission to regulate the spot digital asset market. [read post]
16 Apr 2021, 2:45 pm
Commodity Futures Trading Commission (CFTC) issued a final order granting a monetary award to a whistleblower who provided the agency with original information about commodities fraud. [read post]
