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24 Oct 2016, 5:00 am
For swap dealers that are affiliates of prudentially regulated firms, he believes there should be a method based on the one used by banking regulators. [read post]
20 Jul 2015, 1:33 pm
Previously, he served at GE Capital as the Head of Fixed Income and Derivatives Portfolio Management, at Fortis Bank as the Senior Fixed Income and Derivatives Portfolio Manager, and at Capital One Asset Management as the Co-Head of Fixed Income Portfolio Management, among others. [read post]
3 Feb 2015, 7:05 pm
(mem. op.), the court of appeals held that a subsequent oral statement by a bank representative could not be enforced as a contract. [read post]
12 Sep 2014, 11:42 am
Advances are issued from agency appropriations and the cash is transferred from the State Treasury to a local bank account for use by the agency. [read post]
24 Jan 2019, 6:33 am
The Commission would have to report to Congress within one year of enactment and, upon completing the study, conduct a notice and comment rulemaking to revise Rule 10b5-1. [read post]
4 Nov 2020, 6:11 am
The same can be said of the CAPS (capital which aligns and partners with a sponsor) registered last week by Periphas Capital Partnering. [read post]
20 Feb 2015, 10:14 am
Jan. 5, 2015), and Merion Capital LP v. [read post]
27 Nov 2023, 11:17 am
Also, the President of Uzbekistan drew attention to the fact that this summit was being held without the participation of Afghanistan, one of the ECO members. [read post]
12 Mar 2018, 12:51 pm
Deutsche Bank Trust Company Americas v. [read post]
17 May 2012, 8:54 am
Solidarity is not a one-way street. [read post]
13 Jun 2008, 3:36 pm
One new director on the management ballot this year, John McPherson, is a former president of Florida East Coast Railway. [read post]
28 Oct 2011, 7:55 am
Growth has slowed in nearly all European countries, European states will, in all likelihood, have to help their banks increase their capital in expectation of a write-down on Greek debt, and the majority are pushing through austerity measures that reduce the scope for any financial largesse. [read post]
22 Jun 2011, 9:37 am
He advised Capital One on its acquisition of ING Direct, and PNC on its acquisition of RBC USA, the U.S. retail banking subsidiary of Royal Bank of Canada. [read post]
8 Aug 2023, 9:31 am
Separately, the Commodity Futures Trading Commission announced settlements with Wells Fargo Bank NA, Wells Fargo Securities, LLC, BNP Paribas Securities Corp., BNP Paribas S.A., SG Americas Securities, LLC, Société Générale S.A., Bank of Montreal, and Wedbush Securities Inc., for related conduct. [read post]
27 Mar 2013, 3:24 pm
'Everyone has underestimated when this deal gets done,' said one executive at the bargaining table. [read post]
26 Aug 2012, 7:07 pm
§ 5318(g) and to achieve compliance with the Bank Secrecy Act. [read post]
18 Jun 2012, 9:05 am
When translated into Eurospeak, ‘financial engineering’ means ‘the latest capital bailout,’ in which as we have seen ever more of the individual national debts, much of which were held by creditor banks in the Euro’s core zone, are socialized by being converted into debt to the European Central Bank. [read post]
23 May 2013, 7:00 am
Simply put, these do not require the more rigorous supervisory license necessary for businesses such as offshore banking, insurance, broker-dealer, lending, fiduciary and cash transmittal services, all of which have paid-in capital requirements. [read post]
10 May 2007, 3:07 am
But my experience working in a US firm has demonstrated to me that there is more than one way in which to do things and that law firms (even big multi-jurisdictional law firms) can operate perfectly effectively with remarkably little 'management' in the UK sense of the word. [read post]
4 Feb 2019, 12:00 pm
Although there is a risk that so much banking information is concentrated with one company, Zelle facilitates faster exchanges of capital, thus reducing the transaction costs and exchange time of transfers between different banks. [read post]
