Search for: "Reliance Financial Corporation"
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4 Aug 2010, 3:21 pm
At a recent SIFMA seminar on financial reform, Robert W. [read post]
17 Jan 2008, 5:50 am
Given the fraud-on-the-market presumption of reliance, it's far from clear why reliance was missing here, as the dissent pointed out. ... [read post]
16 Jul 2019, 2:01 pm
The Pension Benefit Guarantee Corporation on July 15, 2019 corrected an example in the Preamble toits September 14, 2018,final rule on mergers of multiemployer pension plans.The clarification addresses a second example in the Preamble about how a plan can demonstrate that financial assistance is necessary to mitigate the adverse effects of the merger on the merged plan’s ability to remain solvent. [read post]
18 Jan 2017, 11:38 am
The reliance on Singleton really seemed superfluous. [read post]
5 Mar 2023, 9:05 pm
In this way, the market-efficiency showing leads to a one-two punch of logical presumptions that allow courts to certify a class of aggrieved investors: one of price impact and one of reliance. [read post]
16 Jan 2008, 3:21 pm
Barney Frank, the Massachusetts Democrat who heads the House Financial Services Committee. [read post]
15 Jul 2017, 4:00 am
Reliance on federal aid can also vary widely within these classes of government. [read post]
13 Feb 2008, 8:42 am
He heard a rumor that Mellon Financial Corporation, Dreyfus' parent corporation, made an offer to acquire the fund management company of Standish Ayer & Woods. [read post]
10 Jan 2024, 1:43 pm
According to an article in the Financial Times, Times, Chinese companies are stripping the gaming graphics cards from thousands of Nvidia products in order to develop artificial intelligence tools. [read post]
20 May 2024, 8:03 pm
This came as entities prepare for the incoming Treasury Laws Amendment (Financial Markets Infrastructure and Other Measures) Bill 2024 which will mandate climate-related financial disclosures for entities reporting under the Corporations Act. [read post]
14 Oct 2011, 6:14 am
” The Audit Committee was also required “to review, along with management, the financial information that was provided to analysts and ratings agencies and to discuss ‘management’s assessment of the Company’s market, credit, liquidity and other financial and operational risks, and the guidelines, policies and processes for managing such risks. [read post]
10 Oct 2007, 7:35 am
Specifically, the Supreme Court certified the question of whether “engag[ing] in transactions with a public corporation with no legitimate business or economic purpose except to inflate artificially the public corporation’s financial statements” can create Section 10(b) and Rule 10b-5 liability even if the defendant “made no public statements concerning those transactions. [read post]
5 Jun 2023, 9:01 pm
On May 3, 2023, the Securities and Exchange Commission (the “SEC”) adopted rules to require more detailed qualitative and quantitative disclosure from reporting issuers regarding their share repurchases. [read post]
19 Aug 2011, 7:17 pm
Titled "Criminalizing Economic Inequality," it focuses on the US's "increasing reliance on the criminal justice system to make and enforce economic policy. [read post]
6 Sep 2019, 5:39 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 6, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 30–September 5, 2019. [read post]
5 Jan 2023, 6:03 am
Each man is charged with various degrees of financial fraud that led to the collapse and bankruptcies of their respective firms – Hild’s Chesterfield-based Live Well Financial and Bankman-Fried’s FTX. [read post]
19 Feb 2024, 9:01 pm
Decision-Making – Reliance on gener [read post]
5 Feb 2013, 9:20 pm
I suspect a different explanation for the DoJ’s reliance on FIRREA. [read post]
3 Nov 2009, 7:22 am
Be supported by strong corporate governance, including active and effective oversight by the organization's board of directors. [read post]
31 Mar 2020, 4:33 pm
The order emphasized that financial professionals must keep a copy of the emergency order and emergency notice in their records to document their reliance on the emergency order and emergency notice because any activities not meeting the order’s or notice’s conditions may later be treated by the Securities Commissioner and Staff as non-exempt, unregistered securities activity, thereby subjecting the financial professionals to state enforcement action. [read post]
