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26 Aug 2018, 3:51 pm
("Chubb") and Lockton Affinity, LLC maintains violated New York insurance law. [read post]
26 May 2020, 11:17 am
On May 14, 2020, TP Flexible Income Fund, formerly known as Triton Pacific Investment Corp., reported that it reduced its public offering price per share 22% from $11.38 per share to $8.78 per share. [read post]
14 Sep 2018, 4:31 am
Free Consultation with a Securities Attorney FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. [read post]
25 Mar 2014, 6:30 am
A small business formed as a corporation may have to be treated differently than an LLC. [read post]
16 Sep 2009, 5:13 am
., submitted in support with or as part of the various complaints, petitions and motions emanating from either 2801 Emmons Avenue, Brooklyn and The Law Offices of Eva Gaspari, PLLC, or 53 Herbert Avenue, Brooklyn, a building owned by Hand and listed as the business address of both Hand's business, Secure and Recover, LLC, and The Zuppa Firm, PLLC. [read post]
28 Aug 2018, 8:32 am
FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. [read post]
26 Feb 2007, 11:22 am
Readings on Structured Settlement Credentials from prior posts: The Value of A Professional Designation Continued Ed a Must For Settlement Brokers and Settlement Planners Structured Settlement Broker and Settlement Planning Credentials Merely stating one is "plaintiff exclusive" means little as my readers have seen, in the expose on Forge Consulting, LLC, a firm that solicited and continues to solicit business on the basis that it is "plaintiff… [read post]
17 Sep 2014, 5:30 pm
– Financial risk analyst Susan Mangiero of Fiduciary Leadership, LLC in her blog, Pension Risk Matters For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
27 Jul 2007, 1:12 am
DISTRICT COURT NORTHERN DISTRICT OF NEW YORK Constitutional Law Many New Lawyer Advertising Rules Struck; State FailsTo Show Content Ban Advanced Public's Protection Alexander & Catalano LLC v. [read post]
1 Jun 2010, 5:00 pm
- Public interest law and technology expert Kate Bladow on technola International Litigation: Could BP Be Sued in a U.S. [read post]
4 Sep 2018, 9:36 am
FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. [read post]
10 Apr 2019, 2:53 pm
She is also a freelance journalist (Alchemizing Law LLC, with Sean La Roque-Doherty). [read post]
29 Dec 2018, 7:42 am
In July 2016, LPL Financial LLC (LPL Financial) discharged Kabana claiming that the firm had concerns regarding the Representative’s practices in respect to variable annuity business and related responses to compliance. [read post]
21 Jun 2012, 2:17 pm
Karen Lee ("Kitt") Turner kturner@eckertseamans.com Eckert Seamans Cherin & Mellott, LLC [read post]
22 Feb 2022, 9:44 am
In KZ Capital General Trading LLC v. [read post]
15 Nov 2019, 7:42 am
Richardson, CPA, LLC, since Feb. 2009. [read post]
10 Dec 2020, 7:49 am
The regulator has also reportedly barred Kenahan from operating in the securities business in the state. [read post]
28 May 2015, 11:32 am
Kramer is an attorney with Fortney & Scott, LLC, in Washington, D.C., and an editor of Federal Employment Law Insider. [read post]
16 May 2008, 8:18 am
" Federal Income Taxation of Business Enterprises Cases, Statutes, Rulings By: Richard Westin & Richard Beck "This new Vandeplas publication covers the basics of the federal income taxation of partnerships and corporations, including the taxation of LLCs, LLPs and S corporations. [read post]
30 Jul 2009, 12:09 pm
But as private equity investors flood into the nursing home business, "it's become harder and harder for families, regulators or prosecutors to identify the right individual or business entity to hold accountable for bad care," Janet Wells, public policy director of National Citizens' for Nursing Care Reform, said in an interview. [read post]
