Search for: "Advertising - Solicitation" Results 21 - 40 of 3,598
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8 Jun 2011, 1:43 pm by Securites Lawprof
The SEC announced a settlement with two advertising executives who launched a campaign to buy a beer company through a solicitation of investors on Facebook and Twitter without first registering with securities regulators and making the necessary disclosures. [read post]
8 Jun 2011, 1:43 pm by Securites Lawprof
The SEC announced a settlement with two advertising executives who launched a campaign to buy a beer company through a solicitation of investors on Facebook and Twitter without first registering with securities regulators and making the necessary disclosures. [read post]
10 Jan 2007, 6:32 pm
Thus, not only must the advertisement be for the primary purpose of retention of the lawyer, but a 'significant motive' for the solicitation must be pecuniary gain. [read post]
8 Sep 2011, 4:30 am by Childs Cantey Thrasher
The amendments delete the previous ban on testimonials, eliminate a mandatory solicitation filing requirement and fee, and add requirements for electronic solicitations. [read post]
23 Jul 2010, 5:58 am by Legal Profession
Lex18.com reports that a Florida attorney was reprimanded for advertising for clients after an air crash in Lexington: The Kentucky Supreme Court has reprimanded a Florida lawyer who placed an ad in a Lexington newspaper soliciting clients after the crash... [read post]
14 Sep 2012, 11:18 am by Steven Boutwell
Most of the SEC’s exemptions from registration prohibit issuers from engaging in general solicitation or advertising, such as advertising on the internet or in print media, in connection with securities offerings. [read post]
When the Commission adopted Rule 506 more than three decades ago, it said the issuer, or any person acting on its behalf, could use the exemption only if they were not offering or selling securities through general solicitation or general advertising. [read post]
1 Oct 2012, 10:23 am by Brian Lebrecht
The revised form would add a separate box for issuers to check if they are claiming the new Rule 506 exemption that would permit general solicitation and general advertising. [read post]
1 Oct 2012, 10:23 am by Brian Lebrecht
The revised form would add a separate box for issuers to check if they are claiming the new Rule 506 exemption that would permit general solicitation and general advertising. [read post]
25 Sep 2013, 5:00 am by Doug Cornelius
When the SEC issued Rule 506(c), it also proposed a new rule that would require a company to submit its general solicitation and advertising materials. [read post]
17 Dec 2007, 4:31 am
The court determined that while attorney advertising is protected speech (Bates v. [read post]
8 Jun 2017, 7:31 am by Hector E. Lora
Court of Appeals for the District of Columbia Circuit recently held that the Federal Communications Commission’s 2006 Solicited Fax Rule exceeded its authority under the federal Telephone Consumer Protection Act (TCPA) to the extent that it requires opt-out notices on fax advertisements sent with the permission of the recipient (“solicited” faxes) as well […] Hector E. [read post]
8 Apr 2010, 3:10 pm
Proposed ammendments to the Rules of Professional Conduct that govern lawyer advertising and communications by lawyers with prospective clients in the State of Virginia are designed to prohibit attorneys from making any in-person solicitation in all areas of law, not just legal issues stemming from personal injury cases. [read post]
26 Apr 2009, 4:41 am
Advertising and Solicitation (A) For purposes of this rule, “communication” means any message or offer made by or on behalf of a member concerning the availability for professional employment of a member or a law firm directed to any former, present, or prospective client, including but not limited to the following: (1) Any use of [...] [read post]
19 Jan 2012, 5:00 am by Doug Cornelius
It urged the Commission to “relax or modify” the restrictions under Reg D to permit general solicitation and advertising of private fund offerings, but only to accredited investors. 3. [read post]
1 Mar 2023, 12:19 pm by Stacie Rosenzweig
And “advertising” doesn’t come with the same limits as “solicitation” and (probably) won’t land you on the news [read post]
26 Jan 2012, 3:47 pm by Alexander J. Davie
Currently under existing law, private funds cannot engage in any “general solicitation” or “general advertising” in connection with offers and sales of interests in their funds. [read post]
1 May 2012, 6:48 am by Lawrence B. Ebert
"  When the story aired on the 11pm news slot on April 30, 2012, it quickly became apparent that the story was about prostitutes advertising / soliciting on Twitter.KYW asked Twitter for comment:  The I-Team reached out to Twitter last week for comment and again on Monday [April 30], and we haven’t heard back.. [read post]
13 Jan 2016, 8:47 am by Barbara S. Mishkin
Mishkin In an effort to publicize its online complaint system and bring in more complaints, the CFPB is now soliciting complaints through Internet advertising. [read post]