Search for: "Richard Andrew Broker" Results 21 - 40 of 84
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18 Jun 2021, 5:55 am
President Biden Signs Executive Order on Addressing Climate Change Risk through Financial Regulation Posted by Andrew Olmem, J. [read post]
14 May 2021, 3:06 am by Liz Dunshee
Richard Massony of Hunton Andrews Kurth, Andrew Sherman of Seyfarth Shaw and Bela Zaslavsky of K&L Gates discussed: 1. [read post]
26 Feb 2021, 6:00 am
Walker (Boston University), on Friday, February 19, 2021 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Misreporting, Section 162(m), Securities enforcement, Securities regulation, Tax Cuts and Jobs Act, Taxation ESG and the Biden Presidency Posted by Suzanne Smetana, State Street Global Advisors, on Friday, February 19, 2021 Tags: Asset management, Climate change, Corporate… [read post]
5 Feb 2021, 1:25 am by Shannon O'Hare
In the insurance sector, broker Aon plc shifted its parent company’s jurisdiction of incorporation to Ireland. [read post]
13 Oct 2020, 12:48 pm by Tia Sewell
  Armenia and Azerbaijan accused each other of violating a ceasefire agreement brokered on Oct. 10, writes Reuters. [read post]
8 Oct 2020, 9:05 pm by Megan Russo
” New York Governor Andrew Cuomo imposed new restrictions on areas with rising COVID-19 positivity rates. [read post]
5 Jun 2020, 3:00 am by Jim Sedor
National/Federal As Trump Attacks Voting by Mail, GOP Builds 2020 Strategy Around Limiting Its Expansion MSN – Amy Gardner, Shawn Boberg, and Josh Dawsey (Washington Post) | Published: 6/1/2020 President Trump’s persistent attacks on mail-in voting have fueled an unprecedented effort by conservatives to limit expansion of the practice before the November election, with tens of millions of dollars planned for lawsuits and advertising aimed at restricting who receives ballots and… [read post]
1 May 2020, 3:00 am by Jim Sedor
Richard Burr Is Not Just a Friend to the Health Care Industry. [read post]
3 Apr 2020, 3:00 am by Jim Sedor
Richard Burr, seeking information about the trades. [read post]
18 Jun 2019, 10:43 am by Astarita
Ceglio, Richard Hong, and Adam Grace of the New York Regional Office, and is being supervised by Mr. [read post]
14 Jun 2019, 9:16 am by Astarita
Ceglio, Richard Hong, and Adam Grace of the New York Regional Office, and is being supervised by Mr. [read post]
23 Apr 2019, 1:04 pm by admin
Bart Bohrer, Nicole Bertsch, Donald Waage, Chad Thuner, Cheryl Romann, and John Carlson Allegedly Engaged in Federal Securities Law Violations Bart Bohrer, Nicole Bertsch, Donald Waage, Chad Thuner, Cheryl Romann, and John Carlson allegedly engaged in Federal Securities Law Violations, Violations of Minnesota Securities Act, & Violation of FINRA Rules, according to a Pending Customer Dispute filed on the aforementioned Brokers’ FINRA BrokerCheck… [read post]
22 Mar 2019, 8:55 am by Mark Astarita
Ceglio, Richard Hong, and Adam Grace of the New York Regional Office, and is being supervised by Mr. [read post]
8 Jul 2018, 4:19 pm by INFORRM
The Hunton Andrews Kurth Blog has coverage. [read post]
19 Apr 2018, 9:30 pm by Bobby Chen
Voting in opposition, Commissioner Kara Stein said the proposed rule “protects the broker-dealer, not the customer. [read post]
29 Mar 2018, 9:01 pm by Jim Sedor
Andrew Cuomo, and his three co-defendants in a corruption trial. [read post]
8 Feb 2018, 10:35 am by Kaufman Dolowich Voluck
February 6, 2018 – NYREJ By Andrew Richards, Chair, Construction Law Practice Group and Co-Managing Partner of the Kaufman Dolowich & Voluck Long Island Office One of the most negotiated issues in construction contracts are liquidated and consequential damages. [read post]
12 Dec 2017, 4:19 am by Edith Roberts
Georgia Regional Hospital comes from Greg Stohr at Bloomberg, Andrew Chung at Reuters, Adam Liptak for The New York Times, Richard Wolf for USA Today, Lyle Denniston at his eponymous blog, and Robert Barnes for The Washington Post, who reports that “the case at hand … had procedural problems that some argued made it a troublesome test case for the issue. [read post]