Search for: "Cooper Industries, LLC"
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11 Aug 2015, 6:27 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned and barred broker Julius Kenney (Kenney) concerning allegations Kenney refused cooperate with requests made by FINRA in connection with an investigation into possible outside business activities. [read post]
27 Jul 2015, 8:05 am
Gordon Chang, Contributor, Forbes.com; Author, The Coming Collapse of China and Nuclear Showdown: North Korea Takes on the World Bonnie Glaser, Senior Adviser for Asia, Freeman Chair in China Studies, and Senior Associate, Pacific Forum, Center for Strategic and International Studies Harry Harris, Commander, US Pacific Command Moderator: Massimo Calabresi, Deputy Washington Bureau Chief and Senior Correspondent, Time Magazine Cooperation and Conflict in the Relationship between… [read post]
22 Jul 2015, 5:44 am
Taxi Cooperative, Inc. v. [read post]
21 Jul 2015, 10:01 pm
Control of rodents and flies were industry-wide problems, along with mice and rats. [read post]
21 Jul 2015, 6:58 am
Chu entered the securities industry in 2004, when he became associated with NYLife Securities LLC (NYLife). [read post]
24 Jun 2015, 8:28 am
Rogers apparently consented to a bar from the securities industry was barred from the securities industry by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate in FINRA’s investigation into Mr. [read post]
16 Jun 2015, 6:30 am
©2015 Amaxx LLC. [read post]
15 Jun 2015, 7:23 am
Inland American Retail Management, LLC). [read post]
3 Jun 2015, 10:23 am
The companies are suspected of cooperating to suppress competition in the market for pre-film advertising. [read post]
29 May 2015, 9:02 am
-Canada Regulatory Cooperation Council (RCC) Joint Forward Plan last August. [read post]
5 May 2015, 7:02 am
Godlewski entered the securities industry in 2004, when he became associated with Allstate Financial Services, LLC (Allstate). [read post]
23 Apr 2015, 9:20 am
The Veritas Healthcare Solutions LLC, ARB No. 14-002, ALJ No. 2013-LCA-5 (ARB Feb. 27, 2015) Final Decision and Order PDF Summary: ALJ DID NOT ABUSE HER DISCRETION IN DISMISSING THE COMPLAINANT’S H-1B COMPLAINT FOR FAILURE TO RESPOND TO ORDER TO SHOW CAUSE WHY THE COMPLAINT SHOULD NOT BE DISMISSED FOR REPEATED FAILURE TO COOPERATE IN DISCOVERY; ARB FOUND THAT EVEN IF COMPLAINANT ACTUALLY RESPONDED, THE RESPONSE WAS INSUFFICIENT In Walia v. [read post]
21 Apr 2015, 7:33 am
According to FINRA, Retzke stated on a call with FINRA staff on February 3, 2015, that he will not cooperate with the investigation. [read post]
8 Apr 2015, 7:01 am
The total award is approximately about $9 million.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
2 Apr 2015, 6:34 am
Dewalt Industrial Tool Co., 2009 WL 5213876, at *2 (N.D. [read post]
24 Mar 2015, 6:12 am
FINRA stated that Cadwallader told the regulator that he would not provide information or cooperate in the investigation. [read post]
19 Mar 2015, 8:57 am
-China Ten-Year Framework for Energy and Environment Cooperation and Climate Change Working Group Meetings in Beijing, China - U.S. [read post]
9 Feb 2015, 6:50 am
American Heritage stated that it was cooperating with the SEC investigation. [read post]
15 Jan 2015, 12:17 pm
Navinta LLC, 625 F.3d1359, 1366-67 (Fed. [read post]
12 Jan 2015, 10:09 am
She holds a Bachelor’s Degree in Industrial and Labor Relations and a Master’s Degree in Public Administration, both from Cornell University. [read post]
