Search for: "U.S. v. Bernard" Results 441 - 460 of 466
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3 Nov 2009, 1:45 pm
Sullivan and Graham present an opportunity for the Court to affirm the reasoning put forth in Roper v. [read post]
22 Nov 2010, 10:05 am by Kara OBrien
Non-Enforcement Matters SEC to Develop New Exam Process for Registered Investment Advisers and Broker-Dealers The SEC is still smarting from the criticism it received in the wake of the Bernard Madoff Ponzi scheme that went undetected during SEC exams. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
4 Jul 2021, 6:41 am
 Pix Credit: The Apotheosis of George Washington; US Capitol Building Washington DCThe 4th day of July has been set aside in our Republic for the celebration of the signing of the Declaration of Independence by the members of the Second Continental Congress at that moment in rebellion against the authority of the King in Parliament of Great Britain and Ireland, whose subjects they then were. [read post]
9 Sep 2009, 11:18 pm
  Ian Boyko, Canadian Federation of Students Expand fair dealing in line with the case of CHH v. [read post]
12 May 2024, 9:01 pm by renholding
., “state-authorized or state-chartered financial institutions”[3]—which, based on a plain reading of the Financial Institutions Codes, include Florida state-chartered banks, trust companies and credit unions, as well as Florida state-licensed branches, agencies, administrative offices, and representative offices of non-U.S. banks;[4] consumer finance lenders licensed under Chapter 516 of the Florida Statutes; and money services businesses licensed under Chapter 560 of the… [read post]
5 Apr 2009, 1:26 pm
The SEC’s investigatory and enforcement efforts are likely to remain active and aggressive, particularly in light of the recent criticism that the SEC failed to adequately investigate Bernard Madoff’s investment business. [read post]
7 May 2015, 11:31 am by Schachtman
Olah, “My Search for Carbocations and Their Role in Chemistry,” Nobel Lecture (Dec. 8, 1994), quoting George von Békésy, Experiments in Hearing 8 (N.Y. 1960); see also McMillan v. [read post]
5 Jul 2011, 2:59 am
The UK seed company involved in distribution questioned how seeds sold for sprouts to many locations could cause an outbreak in only one location if they were, in fact, the source.The French case also illustrates a problem raised by U.S. epidemiologists: how to distinguish different reporting criteria when describing the outbreaks. [read post]