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2 May 2014, 8:46 am
If the firm does not execute transactions with customers or otherwise hold customer accounts or act as an introducing broker with respect to customer accounts (e.g. engages solely in proprietary trading or conducts business only with other broker-dealers), the independent testing is required every two years (on a calendar-year basis); designate and identify to FINRA (by name, title, mailing address, e-mail address, telephone number, and facsimile number) an individual or individuals… [read post]
18 Jun 2011, 12:12 am
” See, e.g., New York v. [read post]
5 Jul 2009, 7:47 pm
The decisions hold that simply using internal station sources plus on-line postings (in one case website postings plus some combination of walk-ins, industry referrals, and internal postings; in another case the use of the station's website, plus employee referrals) were insufficient to assure wide dissemination. [read post]
22 Nov 2010, 2:06 am
Others have suggested that Bill C-32 is consistent with other countries, only to find that many other countries adopt less restrictive approaches (e.g. [read post]
15 Jun 2011, 5:00 am
Melanie started the discussion with a brief history of fiscal sponsorship which began soon after Section 501(c)(3) of the Internal Revenue Code was enacted as part of the Internal Revenue Code of 1954. [read post]
8 Mar 2021, 4:27 pm
It is easy to imagine barriers to such a claim (e.g., the difficulty of establishing jurisdiction, the statute of limitations). [read post]
16 Jan 2012, 8:01 am
(See, e.g., here and here).Last week, the Government issued a statement denying that the Office of the Council of Ministers was "obstructing or delaying" confirmation of the appointment. [read post]
9 Jul 2010, 4:32 pm
See, e.g., Yamaha Intern. [read post]
10 Jun 2011, 4:10 pm
If you are on campus or if you are a current student, staff member, or faculty member, you already have access to the related—and bigger—database, Academic Search Complete through the University Libraries.Academic Search Alumni Edition includes many law journals, including U.S. standards (e.g., the ABA Journal and the Harvard Law Review) and a selection of journals from Europe. [read post]
4 Dec 2019, 9:23 pm
Organizations have vast amounts of unstructured text data, much of it incredibly useful if it can be discovered, stored in many formats and spread across different data sources (e.g. [read post]
26 Jul 2024, 3:30 am
Financial Reporting: Some preparers noted that their personnel use GenAI in creating initial drafts of internal documents (e.g., summaries of accounting standards and interpretations, presentations, and benchmarking of company information with publicly available information from competitors). [read post]
16 Jul 2024, 9:17 am
How does law guarantee or contribute to uncertainty in international economic exchanges, encompassing trade and investment? [read post]
20 Jul 2024, 9:04 am
The Third Circuit observed that while interns derive certain benefits (e.g., educational credits) that are not found in an employment context, “the educational and vocational benefits of college athletics cited by appellants as alternative forms of remuneration” including leadership and increased discipline “are all exactly the kinds of skills one would typically acquire in a work environment. [read post]
4 Mar 2020, 9:14 am
In this quasi-adjudicatory role they are bound by the Ethics Guidelines, specifically, and Norwegian law generally (and through Norwegian law to international law and norms to the extent the political authority permits). [read post]
6 Jul 2019, 1:32 pm
For the orthodox discussion of the speech within the U.S. from partisan perspectives see, e.g., here and here). [read post]
25 Nov 2020, 10:17 am
It requires one to place enough actual economic activity (e.g., workers and physical assets) in the low-tax jurisdiction, even if this is otherwise suboptimal and lowers global pre-tax profitability. [read post]
8 May 2017, 12:43 am
Firstly, the word "preference", in its normal sense, indicates a predilection or liking for something e.g. certain types of food or music, rather than a selection of a specific product. [read post]
21 Feb 2015, 6:00 am
” 22 C.F.R. 51.28(a)(3)(ii)(E), (c)(3); see, e.g., Patrawke v. [read post]
17 Mar 2014, 2:13 pm
The report also addresses financial regulation—both broadly, as well as in the specific context of what are sometimes called “cryptographic” currencies (e.g., bitcoin). [read post]
17 Sep 2021, 10:58 am
However, a more elaborate approach, with reflection on the specifics of emoji (e.g., cross-platform and cross-version diversity) and their paralinguistic qualities, would be desirable. [read post]
