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We have set out below some practical guidance for regulated firms based on our recent experience of the issues they may be facing: Co-ordination: Given that sanctions regimes may differ significantly across the various jurisdictions in which firms operate, co-ordinating the response to sanctions is clearly of vital importance from a governance perspective. [read post]
19 Mar 2025, 6:55 am by Dan Bressler
” “Wolf Haldenstein had previously reported the hack to regulators in some other states, including Vermont in May. [read post]
1 Apr 2024, 12:44 pm by sinclair
There are lots of tasks in your business that you may be able to turn over to computer programs. [read post]
18 Jan 2011, 8:06 am by Joel Beck
 Here's a few statistics that may or may not be significant. [read post]
11 Mar 2022, 11:22 am by Silver Law Group
Unfortunately, many brokers are not aware of what their previous firms may add to the Form U5. [read post]
11 Jul 2011, 3:00 am by Larry Bodine
  You need to know this because one of the scammers may be using your law firm name and address as their location in Google Local or on Yelp.com. [read post]
29 May 2009, 5:09 am
Delphi, the auto parts maker that has been in bankruptcy proceedings for the last four years, may sell some of its assets to a third-party buyer, possibly another parts supplier or an investment firm. [read post]
18 Nov 2011, 12:10 pm by Joel Beck
Rather, the Notice simply reminds firms of their obligations and may give some CCOs and other managers some policy and supervision ideas to consider. [read post]
14 May 2012, 2:30 am by Editors
[via: More law firms may end up like Dewey, Forbes says at InsideCounsel] Like this post? [read post]
6 Aug 2014, 6:02 am by Allen Ferrell, Harvard Law School,
Furthermore, managers engaged in time-consuming CSR activities may lose focus on their core managerial responsibilities (Jensen, 2001). [read post]
1 Dec 2010, 3:45 am by emonlinemedia
And to be fair, for budget reasons, a law firm may also want to take the cheaper route of deploying blogs within its website. [read post]
27 Nov 2012, 10:38 am by Boyer Law Firm, P.L.
We take time to explain any questions that our clients may haven order to provide comfort for you and confidence in our firm. [read post]
8 Oct 2008, 4:45 pm
Since May 12: 416 pages created, 776 documents added, 299 links crated 18 comments added. [read post]
2 Sep 2007, 1:45 pm
[V]irtual worlds may be an interesting idea, but [I] wouldn't suggest building a business in one. [read post]
15 Jul 2009, 3:19 pm
  So, rainmakers may be staying put, and perhaps planning to leave when the market gets better. [read post]
1 Jun 2022, 8:16 am by Albert Weatherill (UK)
On 31 May 2022, HM Treasury published an open consultation seeking views on a regime to address the failure of a systemic digital settlement asset (DSA) firm. [read post]
4 May 2011, 6:46 am by Legal Profession
The New York Appellate Division for the Second Judicial Department held that a client may be responsible for paying a court reporter after the law firm that contracted for the services (Dreier LLP) declared bankruptcy. [read post]
17 May 2017, 5:13 pm by Ron Friedmann
BTI Consulting blogged in May CLOs to Law Firms: Fix Your Client Service or We’re Leaving. [read post]