Search for: "Paul C. Light" Results 501 - 520 of 712
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9 Jul 2023, 4:35 pm by INFORRM
A leading BBC presenter has been taken off air pending an investigation after claims emerged that he paid a teenager more than £35,000 for sexual images. [read post]
11 Jan 2011, 10:27 am
The rule explains that andldquo;essential factsandrdquo; are andldquo;those required to (a) effectively service the customerandrsquo;s account, (b) act in accordance with any special handling instructions for the account, (c) understand the authority of each person acting on behalf of the customer, and (d) comply with applicable laws, regulations, and rules.andrdquo; The know-your-customer obligation arises at the beginning of the customer-broker relationship and does not depend on whether… [read post]
21 May 2014, 9:01 pm by Neil H. Buchanan
It is possible for a group to qualify as a nonprofit “social welfare organization” under Section 501(c)(4) of the tax code, so long as the group devotes less than half of its revenues to political activities. [read post]
11 Jan 2011, 10:27 am
The rule explains that “essential facts” are “those required to (a) effectively service the customer’s account, (b) act in accordance with any special handling instructions for the account, (c) understand the authority of each person acting on behalf of the customer, and (d) comply with applicable laws, regulations, and rules. [read post]
7 Jul 2010, 11:07 am by R. Grace Rodriguez, Esq.
BACKGROUNDIn December 2006, Terry and Michael Mabry refinanced the loan on theirhome in Corona from Paul Financial, borrowing about $700,000. [read post]
26 Dec 2017, 9:30 pm by Series of Essays
The Regulatory Review is pleased to highlight the top fifty pieces of 2017 authored by The Regulatory Review staff contributors. [read post]
31 Oct 2010, 12:30 pm by Lawrence Solum
One of the key responses to Berger was the publication of The Misconceived Quest for the Original Understanding by Paul Brest in 1980. [read post]
13 Dec 2017, 9:36 am by Lorelie S. Masters and Paul T. Moura
In this final post in our Hunton & Williams Bermuda Form Arbitration Series, we discuss case law involving the Bermuda Form. [read post]
19 Feb 2012, 8:55 pm by Lawrence Solum
One of the key responses to Berger was the publication of The Misconceived Quest for the Original Understanding by Paul Brest in 1980. [read post]
13 Dec 2017, 9:36 am by Lorelie S. Masters
In this final post in our Hunton & Williams Bermuda Form Arbitration Series, we discuss case law involving the Bermuda Form. [read post]
7 May 2023, 6:00 am by Lawrence Solum
One of the key responses to Berger was the publication of The Misconceived Quest for the Original Understanding by Paul Brest in 1980. [read post]
9 Oct 2022, 7:22 pm by Bill Henderson
This section discusses (a) our shallow understanding of the Cravath firm and lockstep compensation, (b) a new type of market power enjoyed by today’s super-rich firms, and (c) a new type of firm-specific capital grounded in legal expertise combined with data, process, technology, design, and business operations. [read post]