Search for: "In the Interest of CR"
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13 Jan 2020, 2:41 pm
After the June 30th compliance date for Regulation Best Interest, OCIE intends to assess firms’ compliance with implementation requirements, including policies and procedures regarding conflicts disclosures and the content and delivery of Form CRS. [read post]
13 Jan 2020, 12:04 pm
The New Times characterized the best “corporate citizens” award by Corporate responsibility (CR) Magazine as “extremely dubious. [read post]
12 Jan 2020, 4:00 am
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
8 Jan 2020, 11:31 am
OCIE acknowledged the impact that Regulation Best Interest and Form CRS will have on retail investors. [read post]
8 Jan 2020, 11:31 am
OCIE acknowledged the impact that Regulation Best Interest and Form CRS will have on retail investors. [read post]
6 Jan 2020, 9:01 pm
CR has provided evidence-based product testing and ratings, rigorous research, hard-hitting investigative journalism, public education, and steadfast policy action on behalf of consumers’ interests. [read post]
2 Jan 2020, 1:53 pm
However, for registered or certified mail service under CR 4.01(1), which can be made either by the clerk of court under CR 4.01(1)(a) or by the plaintiff under CR 4.01(1)(c), “[s]ervice by registered mail or certified mail is complete only upon delivery of the envelope. [read post]
31 Dec 2019, 8:13 am
Those CA RIA s that do not engage an auditor must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
27 Dec 2019, 2:06 am
The three viewpoints of the judgment Bondora is not only interesting for the reasoning behind the judgment as such. [read post]
17 Dec 2019, 3:35 am
The job is to advocate for our client, and if that means using the words already written that do the job, then it’s our duty to plagiarize them and serve our client’s interest. [read post]
15 Dec 2019, 3:59 am
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
13 Dec 2019, 1:52 pm
Sentence for a felony crime under CRS 24-4.1-302(1). [read post]
8 Dec 2019, 3:00 pm
Form CRS will require a firm to provide information about the relationships and services the firm offers to retail investors, fees and costs that retail investors will pay, specified conflicts of interest and standards of conduct, and disciplinary history. [read post]
5 Dec 2019, 3:43 pm
The purpose of Form CRS is to summarize basic information about the firm’s services, fees, and costs, as well as its conflicts of interest and material disciplinary events. [read post]
1 Dec 2019, 4:00 am
Every week we present the summary of a decision handed down by a Québec court provided to us by SOQUIJ and considered to be of interest to our readers throughout Canada. [read post]
25 Nov 2019, 1:20 am
Rogers, CR’s director of food safety research and testing. [read post]
24 Nov 2019, 4:08 pm
Barsan, University Paris-Est Créteil (UPEC) Legitimacy Perception of Internet Governance Structure: An Inter-Country Analysis, GigaNet: Global Internet Governance Academic Network, Annual Symposium 2018, Neena Pandey and Rahul De, Indian Institute of Management (IIMB), Bangalore, Information Systems, Students and Indian Institute of Management (IIMB), Bangalore Elements of Zuboff’s Surveillance Capitalism. (2019) 160 Privacy Laws & Business International Report… [read post]
23 Nov 2019, 9:46 am
Anastasia Illiopoulou, University of Créteil (UPEC) • Pr. [read post]
19 Nov 2019, 7:44 am
Arrington, 17-4092-cr (October 18, 2019) (Lynch, Lohier, Judge Brian M. [read post]
18 Nov 2019, 5:35 pm
” By contrast, “[v]indicating the public interest (including the public interest in Government observance of the Constitution and laws) is the function of Congress and the Chief Executive. [read post]
