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17 Oct 2016, 7:26 am by Adam Weinstein
  First, there must be reasonable basis for the recommendation the product or security based upon the broker’s investigation and due diligence into the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
16 Oct 2016, 11:19 pm by Jarod Bona
In a 2013 First Circuit decision called Evergreen Partnering Group Inc. v. [read post]
16 Oct 2016, 11:19 pm by Jarod Bona
In a 2013 First Circuit decision called Evergreen Partnering Group Inc. v. [read post]
16 Oct 2016, 11:19 pm by Jarod Bona
In a 2013 First Circuit decision called Evergreen Partnering Group Inc. v. [read post]
12 Oct 2016, 4:55 am by Gregory Dell
After a year, Proctor and Gamble contracted with a new third-party administrator, GENEX Services, Inc. [read post]
10 Oct 2016, 2:59 pm by Michael Grossman
Ironically, a cost/benefit analysis is most likely what sent them to court in the first place. [read post]
7 Oct 2016, 2:40 pm
Lin, Professor of Law, University of California, Davis, School of Law—Community Levers for Benefit Sharing James N. [read post]
6 Oct 2016, 4:22 pm by Kevin LaCroix
The post Securities Class Action Settlement Opt-Outs: Statistics and Trends appeared first on The D&O Diary. [read post]