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25 Jul 2021, 9:05 pm by William E. Kovacic
In AMG Capital Management, LLC v. [read post]
18 Apr 2017, 4:53 am by Joy Waltemath
This issue is largely controlled by the Supreme Court’s 2009 decision in 14 Penn Plaza LLC v. [read post]
31 May 2012, 10:55 am by McNabb Associates, P.C.
In June 2004, Lunn allegedly arranged a bank loan for $500,000 for the benefit of Client B, without Client B’s knowledge or authorization, after submitting a net worth report for Client B and stating that Client B wanted short-term financing for a business investment. [read post]
10 Jun 2013, 3:47 pm by Kelly Phillips Erb
The issue stems from an earlier audit involving Hal Steinbrenner’s father, George Steinbrenner, and several of his partnerships and related entities including YankeeNets LLC, Yankees Holdings, L.P. [read post]
22 Oct 2020, 8:11 am by Dan Bressler
Eichler Jr. for years in their legal battles with the company’s former business partner, money management firm Proctor Investment Managers LLC, and the U.S. [read post]
5 Aug 2009, 12:10 am
Mega Sys., LLC, 350 F.3d 1327, 1344 (Fed. [read post]
8 Aug 2023, 11:25 am by GraceLegere
(CRD#:7059), New York, NY Lilia Nia: B – 09/03/2013 – 02/26/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/24/2012 – 09/16/2013, Wells Fargo Advisors Financial Network, LLC (CRD#:11025), Fairfield, NJ It was reported by FINRA that Weisbrod and Nia voluntarily resigned from Purshe Kaplan in February 2021. [read post]