Search for: "Bruce Investments"
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29 Oct 2012, 5:00 am
Bruce Kelley over at InvestmentNews.com reported last week that FINRA Dispute Resolution wil be opening its arbitration forum to handle disputes involving registered investment advisor (RIA) firms, provided that such RIA agreed to utilization of the forum. [read post]
28 Oct 2012, 12:32 pm
Bruce Guyton court order – Middle District Tennessee. [read post]
25 Oct 2012, 9:01 pm
Investment News explains that a fiduciary standard for retail advisers and a possible SRO for advisory firms may be on the back burner until after the elections, but still remain hot-button issues for investment advisers. [read post]
24 Oct 2012, 8:15 am
Lest you think that I have conducted an industry-wide review of dozens of applications, I have not, but these gentlemen have: Bruce A. [read post]
22 Oct 2012, 1:36 am
"The analytics put Yorkville front and center on our radar screen,” said Bruce Karpati, Chief of the SEC Enforcement Division’s Asset Management Unit. [read post]
16 Oct 2012, 2:33 am
At all times relevant to the SEC’s case, Bruce Alpert was the chief operating officer of both the mutual fund and several Gabelli-affiliated mutual funds; Mr. [read post]
4 Oct 2012, 7:55 pm
Gary Schnitkey, University of Illinois • Farmland Investment Returns -- Dr. [read post]
13 Sep 2012, 1:04 pm
As a result of the scheme allegedly run out of 21st Century Real Estate Investment Corp. and several related companies, more than 4,000 financially distressed homeowners lost at least $7 million in fees they paid to the company, and many homeowners lost their homes to foreclosure. [read post]
13 Sep 2012, 1:04 pm
As a result of the scheme allegedly run out of 21st Century Real Estate Investment Corp. and several related companies, more than 4,000 financially distressed homeowners lost at least $7 million in fees they paid to the company, and many homeowners lost their homes to foreclosure. [read post]
13 Sep 2012, 3:41 am
Passive investments, "hobby" investments, treatment of his later years at Bain Capital, treatment of his "retirement" income from Bain--all of those are of valid interest. [read post]
12 Sep 2012, 6:39 am
TheStreet has agreed to acquire The Deal, publisher of a longtime bible of the mergers industry, from the investment firm that manages money for the estate of the late Bruce Wasserstein and other investors. [read post]
11 Sep 2012, 6:50 pm
In return, Vaughn represented that investor funds would be used for real estate investments. [read post]
10 Sep 2012, 7:14 am
Bruce the Missouri Tax Guy looks at Tax Apps for your phone. [read post]
7 Sep 2012, 4:08 am
“The current tax rate on long term capital gains is 15%,” explained Los Angeles Income Tax Planning Attorney and Income Tax Litigator Bruce Givner. [read post]
7 Sep 2012, 3:10 am
This post was written by Alexandra Poe, Paul Bond, Keri Bruce, and Frederick Lah Last week, the SEC proposed amendments (PDF) to Rule 506 of Reg D to lift a long-standing ban on advertising for hedge funds and certain other investments in the United States. [read post]
6 Sep 2012, 5:00 am
Thank you for your investment; I hope to be among the next solos to show that it does indeed pay off. [read post]
4 Sep 2012, 11:10 am
This post was written by Alexandra Poe, Paul Bond, Keri Bruce, and Frederick Lah. [read post]
3 Sep 2012, 5:25 pm
. Some amount of care work (for children, yes, but also for ill, elderly, or disabled loved ones) possesses social utility and fills a gap that exists because of our collective decision not to invest in social services. Yet we tend to discuss parenthood as if it is solely a personal lifestyle choice, not a social contribution. Maybe some of the push-back is due to the hyper-intensive model of parenting prevalent… [read post]
3 Sep 2012, 4:38 pm
Organizers are quick to call it an investment, saying that packed hotels and restaurants can only mean good things for the local economy. [read post]
3 Sep 2012, 4:38 pm
Organizers are quick to call it an investment, saying that packed hotels and restaurants can only mean good things for the local economy. [read post]
