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30 Apr 2012, 7:33 am by McNabb Associates, P.C.
The New York Times on April 27, 2012 released the following: "By JAMES B. [read post]
30 Apr 2012, 7:33 am by McNabb Associates, P.C.
The New York Times on April 27, 2012 released the following: "By JAMES B. [read post]
26 Apr 2012, 11:19 am
California Highway Patrol officers are investigating the fatal April 26th crash, but indicated alcohol was a factor. [read post]
26 Apr 2012, 8:36 am by William McGrath
On Wednesday, April 25, 2012, DOJ announced that Garth Peterson, a former managing director for Morgan Stanley’s real estate business in China, pled guilty in federal court in Brooklyn, New York for participating in a conspiracy to evade the internal accounting controls which the company was required to maintain under the FCPA. [read post]
19 Apr 2012, 1:51 pm
Zangari, No. 10-4546, the defendant, a securities broker in the securities lending departments at Morgan Stanley and then Bank of America, received kickbacks in exchange for entering into stock-loan transactions. [read post]
17 Apr 2012, 11:34 pm
Supreme Court declines look at Skilling case, The Wall Street Journal, April 16, 2012 Enron investors to split billions from lawsuit, CNN, September 9, 2008 More Blog Posts: Morgan Stanley to Compensate A Number of Texas Homeowners for Alleged Misconduct by Saxon Mortgage Services, Stockbroker Fraud Blog, April 12, 2012 Texas Securities Fraud: State Law Class Action in R. [read post]
14 Apr 2012, 1:51 pm by Hedge Fund Lawyer
Featuring: Isabelle Fymat - General Partner, Crosslink Capital Glen Kacher - President, Light Street Capital Management, LLC Brenden Smith – Managing Partner, Cypress Capital Management GP, LLC Moderated by: Dietrich Doerbeck – Morgan Stanley Equity Sales APRIL 17, 2012 ? [read post]
12 Apr 2012, 2:00 pm
Morgan Stanley to Pay for Some US Foreclosures, AP/ABC News, April 3, 2012 Goldman Sachs Sets Pact With Fed, N.Y. to Complete Litton Sale, Bloomberg Businessweek, September 1, 2011 More Blog Posts: Texas Securities Fraud: State Law Class Action in R. [read post]
12 Apr 2012, 10:31 am
At about 4 p.m. on Saturday, April 7th, 48-year-old Stanley Hilton and 39-year-old Andrea Virdell were seriously injured in a head-on collision in Napa. [read post]
12 Apr 2012, 8:55 am by Sacha Boegem
Ocwen Financial Corp On April 2, 2012, Morgan Stanley completed its sale of Saxon Mortgage’s assets to Ocwen Financial Corp for $59.3 million. [read post]
12 Apr 2012, 8:55 am by Sacha Boegem
Ocwen Financial Corp On April 2, 2012, Morgan Stanley completed its sale of Saxon Mortgage’s assets to Ocwen Financial Corp for $59.3 million. [read post]
29 Mar 2012, 9:46 am by Sarah Cole
The Schwartz Lecture on Dispute Resolution was established in 1992 as a result of the generosity of the late Stanley Schwartz Jr. [read post]
29 Mar 2012, 9:35 am by Stikeman Elliott LLP
Kate DaSilva and Stanley McKeen - In January of this year the U.K. securities regulator, the Financial Services Authority (the FSA), issued Consultation Paper CP12/2 proposing amendments to rules applied by it as the UK Listing Authority to companies listed or seeking listings on the UK’s regulated stock market (the Listing Rules). [read post]
23 Mar 2012, 9:00 am by Doug Cornelius
Firms like Morgan Stanley must tightly monitor communications to ensure that they are in compliance with securities regulations. [read post]
22 Mar 2012, 1:00 pm by Lucas A. Ferrara, Esq.
  ____________________________________________________   GALA HONORARY CHAIRS EARVIN "MAGIC" JOHNSON   LISA LING RUSSELL SIMMONS ____________________________________________________  Announcing Our New MASTER OF CEREMONIES MAURICE DUBOIS Award-Winning Journalist and Anchor, CBS 2 News ____________________________________________________  CUP is Grateful for the Support of Our5th Anniversary Leadership Gala Sponsors: … [read post]