Search for: "Board of Professional Responsibility"
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16 Dec 2014, 12:04 pm
The CFP Board sought an expansion of the definition of “background documents” because advisers and brokers have been hesitant to provide any documents other than those specifically mentioned in the 2011 letter.In the 2011 letter to the CFP Board, the staff stated that broker-dealers and registered investment advisers may provide the CFP Board with copies of any customer complaint involving the applicant, and the employer’s response to the… [read post]
28 Apr 2012, 9:27 am
ABOTA’s Code of Professionalism and Principles of Civility, Integrity and Professionalism provide a guide of proper conduct for lawyers. [read post]
5 Jul 2011, 6:00 am
After receiving the audit response, the CO denied certification citing the fact that the journal the Employer used to advertised the position did not qualify as a professional journal and therefore did not satisfy the regulation. [read post]
3 Aug 2023, 1:16 am
ViCo controversy catch-upThe mandatory use of ViCo in oral proceedings was introduced in response to the travel restrictions caused by the COVID-19 pandemic. [read post]
3 Jun 2011, 1:26 am
BSB are also admirably responsive on through their Twitter account, so can be reached there too. [read post]
2 Aug 2021, 10:01 pm
In response, the committee provided that the “Telemedicine rule has to be followed. [read post]
11 Jun 2007, 9:37 pm
The Committee on Legal Ethics and Professional Responsibility of the Pennsylvania Bar Association has issued Formal Opinion 2007-100 regarding “Client Files - Rights of Access, Possession, and Copying, along with Retention Considerations. [read post]
16 Jul 2021, 2:27 pm
The Medical Board shows an inclination to discipline and reprimand medical professionals in specific situations rather than terminating their licensure. [read post]
8 Oct 2015, 9:20 am
We look forward to reviewing submissions from across the spectrum of our membership until Saturday, October 31st.Conference Session Submission FormLightning Talk Submission FormWe will notify you by December 1, 2015 if your program is selected.Conference WebsiteMore about the CALL Professional Development Pathways: First proposed in response to the 2014 member needs survey, CALL’s Board approved the Professional Development Pathways in August 2015 after… [read post]
18 Dec 2013, 8:38 am
Summary of Order December 18, 2013ORDER OF PUBLIC CENSURE Case Name: BOARD OF PROFESSIONAL RESPONSIBILITY, WYOMING STATE BAR, v. [read post]
31 Jan 2013, 8:50 am
Case Name: BOARD OF PROFESSIONAL RESPONSIBILITY, WYOMING STATE BAR v. [read post]
2 May 2014, 9:27 am
Summary of Order April 23, 2014Order Suspending Attorney from the Practice of LawCase Name: BOARD OF PROFESSIONAL RESPONSIBILITY, WYOMING STATE BAR v. [read post]
2 Aug 2013, 1:44 pm
Summary of Decision July 31, 2013Order Suspending Attorney from the Practice of LawCase Name: BOARD OF PROFESSIONAL RESPONSIBILITY, WYOMING STATE BAR v. [read post]
12 Jan 2022, 5:50 am
Findings Respondents, primarily corporate secretaries, in-house counsel, and other in-house governance professionals, represent public companies of varying sizes and industries. [1] The actual number of responses for each question is provided. [read post]
21 Sep 2022, 6:11 am
Work closely with partners to identify and effectively process to conclusion potential conflict and intake issues and certain limited professional responsibility matters, as requested. [read post]
10 Jan 2009, 6:00 am
In Pitfalls for Attorneys, Business Managers and CPAs auditing expert witness Chris McConnell writes on steps to consider to insulate your professional practice: * Identify potential fiduciary risk exposure areas in your practice * Review E&O insurance for coverage or exclusions related to investment fiduciary activities * Inform clients who act as trustees of fiduciary responsibilities and liability * Alert clients of potential liability before they accept… [read post]
23 Oct 2014, 3:04 am
The responsible directors do their homework and act accordingly. [read post]
27 Aug 2012, 10:11 am
In a split decision, a hearing committee of the District of Columbia Court of Appeals Board on Professional Responsibility found that longtime local solo practitioner Stephen Yelverton did not commit ethics violations. [read post]
14 Sep 2012, 2:08 pm
The Department of Business and Professional Regulation and the Construction Industry Licensing Board have revised their application process in an effort to avoid confusion and reduce the amount of time it takes to approve a license. [read post]
2 Jun 2010, 1:12 pm
Shipowners are responsible to compensate professional mariners who sustain personal injuries because of dangerous conditions aboard a ship. [read post]
