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14 Apr 2017, 5:58 am
Peregrine, McDermott Will & Emery LLP, on Wednesday, April 12, 2017 Tags: Accounting, Corporate fraud, Disclosure, Dodd-Frank Act, Donald Trump, External auditors, Financial regulation, Financial reporting, Investor protection, Oversight, Sarbanes–Oxley Act, Securities regulation, SOX, SOX Section 404, Transparency Corporations and Human Life Posted by Frank Partnoy, University of San Diego, on Thursday, April 13, 2017 Tags: Accountability, Boards of Directors,… [read post]
25 Jul 2015, 8:11 pm
Lucchini, Steven B. [read post]
6 May 2016, 6:15 am
Tahyar, Davis Polk & Wardwell LLP, on Thursday, May 5, 2016 Tags: Banker bonuses, Banks, Compensation regulation, Dodd-Frank Act, Dodd-Frank s.956, Executive Compensation,FDIC, Federal Reserve, FHFA, Incentives, Management, NCUA, OCC, Risk management, Risk oversight, Risk-taking,SEC [read post]
25 Sep 2015, 5:00 am
Neo@Ogilvy LLC that a Dodd-Frank whistleblower did not have to make a report directly to the SEC to bring a Dodd-Frank retaliation claim. [read post]
30 Oct 2009, 5:00 am
Prawfs who were amici of the petitioner included (Glommers or Masters in bold): Barbara Aldave, William Birdthistle, Barbara Black, Douglas Branson, Jim Cox, Steven Davidoff, Lisa Fairfax, Jim Fanto, Jesse Fried, Theresa Gabaldon, Joan MacLeod Heminway, Don Langevoort, David Millon, Larry Mitchell, Bud Murdock, Donna Nagy, Liz Nowicki, Alan Palmiter, Frank Partnoy, Margaret V. [read post]
17 Aug 2020, 2:32 pm
The Art Newspaper: Redbone music video sparks artist dispute over copyright infringement.Another example having to do with the scope of protection for an artist's style (as opposed to a specific work). [read post]
12 Oct 2010, 5:51 am
For more analysis of the latest comment letter trends, be sure to join us on October 20th for the webcast "The 'Former' Corp Fin Staff Speaks on Proxy Access & Dodd-Frank" Beware of "Steven Cooper" The SEC Staff recently put out an Investor Alert warning of yet another Staff impersonator, using the name "Steven Cooper" and some purported correspondence to a fake SEC employee by the name of "Gordon Green. [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
1 Apr 2016, 6:08 am
Nigro, Jr., Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, March 31, 2016 Tags: Antitrust, Controlling shareholders, DOJ, Hart-Scott-Rodino Act, Incentives, Institutional Investors, Management,Minority shareholders, Ownership, Securities Regulation, Shared ownership [read post]
18 Jan 2019, 5:56 am
Nussbaum, Steven A. [read post]
15 Sep 2017, 6:10 am
Posted by William Magnuson, Texas A&M Law School, on Wednesday, September 13, 2017 Tags: Algorithmic trading, Banks, Bitcoin, Crowdfunding, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Financial reporting, Financial technology, Innovation, International governance, Market efficiency, Moral hazard, SIFIs, Systemic risk OCC Stakes Out a Lead Role in Establishing New… [read post]
1 Jun 2024, 12:32 am
Federal Campaign Finance laws are an incumbent protection measure that makes it too hard for challengers to knock off incumbents who have much higher name id and who have franking privileges which allow them unlimited free correspondence with their constituents through the mail. [read post]
26 May 2011, 5:00 am
Trading Screen (.pdf) Image: Qiqi Green Whistle 8-16-09 3 by Steven Depolo CC BY 2.0 [read post]
1 Sep 2010, 1:55 pm
Frank Barnes Mentoring Award -- The LES Foundation will present the Frank Barnes Mentor Award to recognize an LES member who has made significant contributions to the field of licensing through their professional mentorship.For more information, visit the LES website. [read post]
11 Feb 2012, 10:05 am
By Steven Daroci [read post]
30 Sep 2015, 5:07 am
Levin and Frank J. [read post]
5 Oct 2007, 2:12 am
Dsmsd. (1644) . . . . . . . . . . . . . . 99
Perez, Steven ... [read post]
15 Oct 2010, 6:51 am
Lautenberg and Representatives Frank Pallone Jr. and Steven R. [read post]
31 Mar 2010, 2:13 am
., District Attorney, New York (Frank Glaser of counsel), for respondent. [read post]
18 Jul 2012, 9:53 am
Bill Young, Florida Jerry Lewis, California Frank R. [read post]
