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30 Apr 2012, 10:33 am
Bruce Carton at Legal Blog Watch noticed that the trial of accused murderer Joshua Monson is going forward despite his best efforts to derail it by poking three successive lawyers with some sort of writing implement. [read post]
12 Nov 2010, 6:29 am
Bruce Carton of Legal Blog Watch (via Overlawyered.com) notes the passing of Nordstrom's employee "handbook," which consisted of a single index card with the admonition to "use good judgment in all situations. [read post]
12 Feb 2010, 4:00 am
The credit goes to Bruce Carton, who read about the idea and liked it. [read post]
1 Oct 2009, 11:05 am
Bruce Carton of Securities Docket put together a great panel of securities and accounting experts to discuss the evolution of fair value accounting regulations and the impact of the guidelines in accounting and legal contexts. [read post]
8 Apr 2010, 5:02 am
Bruce Carton twitted yesterday about this latest barrage from scam lawyer website BestAttorneysOnline.. [read post]
23 Jul 2010, 3:40 am
Via Bruce Carton at Legal Blog Watch, a fascinating question arose at the Consumerist about whether a retailer has the authority to stop a patron who has purchased and paid for goods on the way out of the store and demand that the shopper provide his receipt for inspection. [read post]
8 Feb 2013, 5:00 am
‘Without Wheels’: Sometimes Circumstantial Evidence Can Be Quite Powerful by Bruce Carton in Compliance Week The SEC alleged that Vance learned about the merger when he was asked to help Clear One’s CEO resolve an e-mail issue and saw confidential merger documents, and tipped Wellington. [read post]
3 Mar 2010, 4:55 am
Bruce Carton was brought in to replace Carolyn, and Eric Lipman later came aboard to fill Ambrogi's loafers.Bruce was already a known quantity in the blawgosphere. [read post]
4 Jan 2013, 5:00 am
Khuzami Posts Blog Comment Defending SEC’s Record, Policies by Bruce Carton in Compliance Week In a December 27 post, Johnson wrote that as Robert Khuzami will reportedly soon step down as Director of Enforcement at the SEC, “the Obama administration should press for the appointment of Neil Barofsky, former special inspector general for the Troubled Asset Relief Program, to this position. [read post]
19 Oct 2012, 6:50 am
Bruce Carton organized an excellent day of panels devoted to a number of securities enforcement topics. [read post]
31 May 2013, 7:57 am
Professional SEC Whistleblower Firm Seeks Investors to Finance Investigations by Bruce Carton in Compliance Week Now, it appears that the first generation of professional whistleblowers is upon us. [read post]
24 Dec 2009, 4:23 am
Bruce Carton, who has taken over Legal Blog Watch from Carolyn Elefant and uses his wonderful sense of humor to offset the very serious Bob Ambrogi, runs through a list from New York Magazine. 1. [read post]
7 Nov 2024, 9:01 pm
Thank you to Bruce Carton for the invitation to speak today and for the kind introduction. [read post]
17 Jul 2009, 12:02 pm
Cuban from Bruce Carton for Securities Docket The SEC v. [read post]
20 Dec 2012, 5:00 am
Securities and Exchange Commission Best Practices for Hedge Funds to Navigate Their Own ‘Misaligned Incentives’ by Bruce Carton in Compliance Week SEC Enforcement Division’s Private Equity Initiative in Compliance Avenue Dawn of the Zombie Funds [read post]
20 Oct 2009, 4:00 am
” References: SEC Charges Billionaire Hedge Fund Manager Raj Rajaratnam with Insider Trading – SEC Press Release SEC Complaint Against Rajaratnam, Galleon, and others – hosted on JD Supra A Zero Percent Chance of Success by Bruce Carton on Enforcement Action "Zero Percent Chance" Case Gets Worse by Bruce Carton on Enforcement Action US v. [read post]
16 Feb 2009, 10:00 pm
Please join Bruce Carton, Editor of Securities Docket, and me for a webcast that will discuss the best new tools and strategies available to securities and compliance counsel and professionals. [read post]
17 Dec 2009, 1:03 pm
Bruce Carton in the Law Blog Watch, reports that one London law firm, Lloyd Platt & Company, is offering a gift voucher that entitles the bearer to a consultation with a divorce lawyer. [read post]
28 May 2009, 1:55 pm
All of this has led to a new round of editorials calling for the SEC to be demolished and replaced, says Carton. [read post]
17 Feb 2009, 6:40 am
Follow Bruce Carton on Twitter: @brucecarton Follow Doug Cornelius on Twitter: @DougCornelius Slides: Web 2.0 - Leveraging New Media to Maximize Your Securities & Compliance Practice View more presentations from Doug Cornelius. [read post]
