Search for: "Governance Risk Management Compliance, LLC"
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2 Oct 2023, 6:52 am
Attorney’s Office for the Northern District of Texas announced a settlement with Oliver Street Dermatology Management LLC. [read post]
13 Sep 2023, 1:36 pm
Moreover, federal regulations require DoD contractors to conduct a self-assessment of compliance with those 110 controls and report a compliance score (out of 110) in DoD’s Supplier Performance Risk System (SPRS). [read post]
12 Sep 2023, 12:29 pm
Remediation Verizon took prompt steps to remediate the issues, including by implementing compensatory security controls for its MTIPS solution; implementing a compliance program to avoid a reoccurrence of similar issues and conduct; making substantial capital investments in its governance, risk, and compliance platforms; reviewing and updating its MTIPS system security plan and related internal documentation; establishing a Compliance Center of… [read post]
30 Aug 2023, 5:45 am
An effective strategy employed by many organizations to mitigate non-compliance risks involves voluntary disclosure. [read post]
16 Aug 2023, 10:52 am
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
10 Aug 2023, 9:31 am
Under this new rule brokers must consider the costs and risks of investments and recommend certain investments based on the financial status of the client. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
19 Jul 2023, 11:32 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 Jul 2023, 6:12 am
After the Supreme Court issued its landmark decision in favor of free expression in 303 Creative LLC v. [read post]
3 Jul 2023, 8:45 am
The Department of Justice (DOJ) recently announced a civil cyber-fraud settlement by Jelly Bean Communications Design LLC (Jelly Bean) and its manager, Jeremy Spinks. [read post]
16 Jun 2023, 6:11 am
Specifically, Protiviti will utilize Reveal’s 11 platform with its custom AI modeling capabilities as part of its eDiscovery, litigation, fraud detection, investigations, audit and risk, and compliance services. [read post]
27 May 2023, 9:05 pm
After leaving the SEC in 2013, Paredes founded his own consulting practice, Paredes Strategies LLC, where he advises clients on regulatory compliance and strategy, corporate governance, and risk management. [read post]
26 May 2023, 7:07 am
Understanding and adhering to these laws is essential for entrepreneurs and organizations to ensure compliance, protect their rights, and mitigate potential risks. [read post]
24 May 2023, 5:16 pm
The breach affected the PHI of a total of 230,572 individuals at two covered entities for which MedEvolve provided software and revenue cycle management services: Premier Immediate Medical Care, LLC (204,607 individuals affected) and the office of Dr. [read post]
19 May 2023, 12:28 pm
Accordingly, the court rejected the plaintiff’s claim for advancement citing that the claim related solely to his capacity as an officer of Retrofit, of which he was responsible for supply chain management and order fulfillment requiring compliance with customs policies. [read post]
14 May 2023, 3:12 pm
But this is an entirely new area of government regulation; no government has ever done this before! [read post]
11 May 2023, 9:01 pm
Thus, last year, the Commission issued a proposal to require significant trading platforms—including in the Treasury markets—to come under important rules for the markets.[20] The proposal would require IDBs in the government securities markets to comply with Regulation ATS and Regulation Systems Compliance and Integrity. [read post]
4 May 2023, 8:47 am
Lynxnet, LLC, SBA No. [read post]
3 May 2023, 6:00 am
Share with us your compliance needs and protect your business from unnecessary risk. [read post]
28 Apr 2023, 12:37 pm
The laws governing LLCs are determined by the state in which they are formed, and Delaware’s business laws are renowned for providing the best protections for managers and owners. [read post]
