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In November, former Morgan Stanley financial adviser James Polese was sentenced to five years behind bars after pleading guilty to defrauding customers of over $1M. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

The Week That Will Be

29 Oct 2018, 10:49 am by Anushka Limaye

Evan Osnos will moderate, Evan Medeiros and Thomas Wright will argue in the affirmative, and David M. [read post]

Lawfare - http://www.lawfareblog.com/

A look at the closest Court confirmation ever

6 Oct 2018, 1:00 pm by Sheldon Gilbert

Senate voted to confirm Brett M. [read post]

Constitution Daily - http://blog.constitutioncenter.org/

FINRA Names Registered Individuals Suspended in August 2018 for Violations of FINRA Rules

28 Aug 2018, 11:20 am by Silver Law Group

Scott Hartman Morgan Stanley Sanford C. [read post]

Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/

James Bartlett III, Alan Gamse, Alexander Giles, Thomas McCarron, Cleaveland Miller, Rudolph Rose, J. Snowden Stanley Jr., Jane A. Wilson and JoAnne Zawitoski | Semmes Bowen

21 Aug 2018, 5:52 pm by Daily Record Staff

James W. [read post]

On the Record - http://thedailyrecord.com/ontherecord/

FINRA Suspends Registered Individuals in June 2018 for Failing to Comply with FINRA Rules

9 Jul 2018, 12:37 pm by Silver Law Group

Synergy Investment Group, LLC Michael James McGraw Morgan Stanley Wells Fargo Advisors, LLC Curtis Dean Milakovich Kovack Securities Inc. [read post]

Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/

Rare Bird of a SCOTX Decision: Arbitration Results Undone - No agreement to arbitrate - Jody James Farms, JV v. The Altman Group, Inc. (Tex. May 11, 2018) (Op. by Guzman)

18 Jun 2018, 7:06 pm by MOTP

EVA M. [read post]

ADR Law Texas - http://texas-arbitration-case-law.blogspot.com/

Wilmington Trust Agrees to $210M Settlement in Shareholder’s Bank Fraud Lawsuit

24 May 2018, 1:38 pm by ccollins

Another co-conspirator, ex-MidCoast Community Bank CEO James Ladio must pay $700K in restitution and spend two years behind bars. [read post]

Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/

China’s Judicial Independence and Modern Art, and LSUC Becomes LSO

25 Jan 2018, 4:00 am by Ken Chasse

Diamant, Stanley B. [read post]