Search for: "In Re Securities and Exchange Commission"
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2 Feb 2022, 9:06 pm
If you knowingly transgress the stay, you're facing sanctions. [read post]
1 Feb 2022, 6:25 am
Gary Gensler is full of ideas for expanding the Security and Exchange Commission’s security requirements for brokers, public companies and those who service the financial industry. [read post]
31 Jan 2022, 4:21 pm
SEC Chairman Gary Gensler is full of ideas for expanding the Security and Exchange Commission's security requirements for brokers, public companies, and those who service the financial industry. [read post]
28 Jan 2022, 9:41 pm
Securities and Exchange Commission. [read post]
27 Jan 2022, 9:03 pm
Securities and Exchange Commission (SEC) announced new proposed measures to change the reporting requirements for private equity firms and hedge funds. [read post]
26 Jan 2022, 9:34 am
U.S. securities records are on a service called EDGAR, maintained by the Securities and Exchange Commission. [read post]
21 Jan 2022, 3:00 am
Seeking to test the constitutionality of the law, Cruz lent $260,000 to his 2018 re-election campaign. [read post]
20 Jan 2022, 12:16 pm
For example, in In re: Tal Education Group Securities Litigation, the U.S. [read post]
20 Jan 2022, 8:02 am
Musk’s ire was a former US Securities and Exchange Commission lawyer whom Cooley had hired for its securities litigation and enforcement practice and who had no involvement in the firm’s work for Tesla. [read post]
17 Jan 2022, 2:09 pm
Although the company has not publicly announced the funding, it filed a notification with the Securities and Exchange Commission on Jan. 7, 2022, documenting the raise of $25 million in equity financing. [read post]
17 Jan 2022, 2:09 pm
Although the company has not publicly announced the funding, it filed a notification with the Securities and Exchange Commission on Jan. 7, 2022, documenting the raise of $25 million in equity financing. [read post]
13 Jan 2022, 9:03 pm
Securities and Exchange Commission (SEC) should write its own environmental, social, and governance (ESG) disclosure rules, which would require public companies to disclose important information related to ESG. [read post]
10 Jan 2022, 9:23 am
The law is clear on this point: If you are a whistleblower who reports a possible violation to the Securities and Exchange Commission (SEC), the company cannot retaliate against you. [read post]
10 Jan 2022, 8:26 am
Under the law, the Securities and Exchange Commission (SEC) can investigate and enforce violations of the nation’s securities laws. [read post]
7 Jan 2022, 6:51 am
” Some point to the political calendar: With the 20th Party Congress scheduled for autumn 2022, these moves may be part of Xi’s efforts to consolidate his power ahead of his anticipated re-election. [read post]
7 Jan 2022, 2:15 am
Well, check out this excerpt from the press release, which explains that while HDL is legally a corporation, it’s actually an art form: Hygienic Dress League (HDL), a legally registered corporation as a new and original form of art, today announced they have filed an application with the Securities and Exchange Commission (“SEC”) for Regulation A+ exemption to issue securities. [read post]
4 Jan 2022, 8:18 pm
The federal Securities and Exchange Commission (SEC) settled fraud charges against Theranos and Holmes in 2018, reports Reuters. [read post]
3 Jan 2022, 12:39 pm
The 31 SPAC-related securities suit filings represent approximately 14.7% of all federal court securities class action lawsuits filed in 2021. [read post]
29 Dec 2021, 12:00 pm
In the US, for example, the Securities and Exchange Commission has flagged it is likely to introduce new rules on climate-risk disclosures for companies in the second half of 2021. [read post]
28 Dec 2021, 9:02 pm
Securities and Exchange Commission’s efforts to combat securities fraud, and potential solutions to resolving ambiguities in existing law. [read post]
