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9 Apr 2014, 8:31 am
In a remarkably frank talk on Sunday, Jeb Bush made it clear that his campaign—if there is one—would challenge the tea party's hold on his party. [read post]
22 Oct 2008, 12:00 pm
A post by Frank Steinberg in the New Jersey Employment Law Blog provides some good advice about severance agreements (“More Terminations, More Severance Agreements”). [read post]
9 Sep 2019, 7:27 am
The first symposium, which was held on June 25, focused on the Dodd-Frank Act’s prohibition of abusive acts or practices, specifically the meaning of abusiveness. [read post]
30 May 2012, 9:34 am
Fees for the Kentucky Department of Financial Institutions' staff to examine investment advisers with assets under management above $20 million were adopted to cover the higher threshold advisers that will be subject to state rather than federal regulation in light of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
15 Feb 2012, 12:36 pm
As a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act passed on July 21, 2010, there have been significant reforms applicable to non-US advisers conducting business in the United States, including new registration requirements under the Advisers Act (the "Act"). [read post]
19 Apr 2017, 6:21 am
On February 6, 2017 the Securities and Exchange Commission requested comments on further delay in implementing Section 953(b) of the Dodd-Frank Act that requires disclosure of CEO-employee pay ratios by public companies. [read post]
26 Mar 2009, 8:13 am
I'll let Frank Davies of the Mercury News take it from here: More than 100 tech heavyweights from Silicon Valley and elsewhere trekked to Congress and the White House during a one-day lobbying blitz Wednesday, celebrating recent victories and excited that the Obama administration is on their wavelength. [read post]
23 Jun 2009, 7:47 am
Barney Frank D-MA"These arguments will come from the very people who denied that the economic recovery plan created any jobs. [read post]
30 Aug 2006, 2:01 pm
Deven Desai at Concurring Opinions discusses an interesting article on law.com reporting that my old boss, Judge Frank Easterbrook, will soon become Chief Judge of the Seventh Circuit. [read post]
2 May 2007, 3:23 pm
Frank Martinez will also have to spend 15 days in jail for shinning a high-powered flashlight at players. [read post]
27 Jun 2010, 5:15 am
Barney Frank, who spearheaded the legislation. [read post]
CFTC Proposes That Foreign Regulators Need Not Indemnify Swap Data Repositories Under Dodd-Frank Act
8 May 2012, 12:56 am
Dodd-Frank requires that regulators other than the CFTC and the Securities and Exchange Commission indemnify SDRs when receiving swaps trading data in order to protect SDRs from the expense of possible litigation arising from any misuse of the sensitive information. [read post]
6 Feb 2013, 4:31 am
GAO Report: Dodd-Frank Progress Recently, GAO issued this report that identified 236 provisions of Dodd-Frank that require regulators to issue rulemakings across 9 key areas. [read post]
13 Jan 2012, 1:45 pm
Here is a blog clinic question from Frank who is a tenant: Hello! [read post]
25 Apr 2012, 2:40 pm
Hayes, Frank R. [read post]
14 Jun 2010, 3:11 pm
Frank B. [read post]
13 Oct 2024, 9:01 pm
On September 17, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) announced the settlement of administrative cease-and-desist orders with 11 institutional investment managers for failures to timely report securities holdings required on Form 13F, as required by Exchange Act Section 13(f) and Rule 13f-1.[1] Two of the managers were also charged with failing to file as “large traders” on Form 13H, as required by Exchange Act Section 13(h)… [read post]
2 Feb 2017, 2:43 pm
The CFPB is designated an “executive agency” by the Dodd-Frank Act for purposes of its placement within the Executive Branch. [read post]
18 May 2010, 11:55 am
In my recent exchange with Robert Frank, I suggested that his view of schooling has important implications for government policy. [read post]
5 Feb 2013, 3:17 pm
Frank Bruni also pointed out marriage is important because it goes directly to the core of what makes gay people different. [read post]
