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16 Feb 2016, 11:38 am by D. Daxton White
Finra alleges that VFG Securities Inc. failed to supervise its brokers to ensure that clients’ portfolios would not become overly concentrated in such illiquid investments. [read post]
15 Feb 2016, 11:28 am by Adam Weinstein
Among those funds is First Trust MLP and Energy Inc (NYSE:FEI) with $943 million in assets. [read post]
15 Feb 2016, 6:17 am by Joy Waltemath
Security guard lieutenants lacked authority to “responsibly direct” other guards using independent judgment, a divided NLRB panel held. [read post]
14 Feb 2016, 10:00 pm by Michael Koeris
It is apparent the industry as a whole must do more to properly secure our global food chain. [read post]
14 Feb 2016, 8:04 pm by Michael Kline
As the backdrop for her article, Marla used the $250,000 settlement of the Federal Trade Commission (the “FTC”) with Henry Schein Practice Solutions, Inc. [read post]
14 Feb 2016, 4:02 pm by INFORRM
The Committee was “disappointed to note” that the Bill does not cover all the intelligence and security Agencies’ intrusive capabilities, and that the draft Bill fails to provide a clear and comprehensive legal framework to govern the use and oversight of investigatory powers. [read post]
14 Feb 2016, 2:56 pm by Virginia Employment Law Letter
PCC Structurals, Inc., No. 13-35643 (9th Cir., July 28, 2015). [read post]
12 Feb 2016, 11:29 am by Lax & Neville LLP
On February 5, 2016, the Securities and Exchange Commission (“SEC”) filed a Complaint in the United States District Court for the District of Connecticut (the “Complaint”) charging Dennis Wayne Hamilton, the Vice President of Tax for Harman International Industries, Inc. [read post]
11 Feb 2016, 8:23 pm by Anna Gelpern
The pari passu interpretation will remain with us, even once the injunction it begat goes away. [read post]