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16 Jul 2023, 6:30 am
Posted by Lane Ringlee, Marizu Madu, and Joadi Ogelsby, Pay Governance LLC, on Sunday, July 16, 2023 Editor's Note: Lane Ringlee is Managing Partner, Marizu Madu is a Principal, and Joadi Oglesby is a Consultant at Pay Governance LLC. [read post]
16 Jul 2023, 6:30 am
Posted by Lane Ringlee, Marizu Madu, and Joadi Ogelsby, Pay Governance LLC, on Sunday, July 16, 2023 Editor's Note: Lane Ringlee is Managing Partner, Marizu Madu is a Principal, and Joadi Oglesby is a Consultant at Pay Governance LLC. [read post]
2 Nov 2021, 1:57 pm
Contact us today at (800) 975-4345 and let us know how we can help. [read post]
2 Nov 2009, 2:15 pm
For further information, please contact us. [read post]
13 Mar 2022, 11:24 am
Securities and Exchange Commission Chair Gary Gensler Tweeted about the future of ESG regulation. [read post]
11 Sep 2015, 6:16 am
New York – LLC Loophole Penalty Could Hinder NY DonorsAlbany Times Union – Chris Bragg | Publishe [read post]
3 Jun 2022, 6:49 am
Following the meeting, He pledged support for the sector and plans for internet companies to pursue overseas listings, though “significant issues remain” in reaching a deal with the U.S. given the Securities and Exchange Commission’s concerns about the auditing compliance of Chinese companies listed on U.S. stock exchanges. [read post]
25 Feb 2012, 3:13 pm
Private REITs, like their non-traded counterparts, are not traded on an exchange. [read post]
24 Jul 2023, 11:28 am
Non-traded BDCs, like non-traded REITs, are not traded on public exchanges. [read post]
28 Oct 2014, 5:37 am
comes news that YouView reached a settlement with Total Limited to continue using the ‘YouView’ brand name [on YouView's unhappy litigation over its right to use the name see earlier Katposts here and here; on YouView's Community trade mark tussle with You-View.tv, see Katpost here]. [read post]
23 Jan 2020, 4:00 am
Live Face on Web, LLC v. [read post]
20 Jun 2023, 8:17 am
(CRD#:37), DENVER, CO, B, 03/04/2020 – 10/08/2020, SUPREME ALLIANCE LLC (CRD#:45348), CHARLOTTE, NC B, 01/02/2015 – 05/02/2018, CAPITAL ONE INVESTING, LLC (CRD#:45744), Houston, TX B, 05/13/2014 – 01/02/2015, CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658), BEAUMONT, TX Failure to Supervise All broker-dealers have a responsibility to adequately supervise its employees. [read post]
3 Nov 2023, 10:39 am
The White Law Group’s FINRA arbitration attorneys have handled over 700 FINRA arbitration claims involving unauthorized trading, unsuitable investments, fraud, negligence, churning/excessive trading, and improper use of margin. [read post]
20 Nov 2013, 8:30 am
The Securities and Exchange Commission (SEC) is an agency of the US Government that was created in accordance with the Securities Exchange Act of 1934. [read post]
17 Mar 2010, 1:44 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAttorney's FeesRacketeering Convict Cannot Use 'Frozen' Funds To Hire Lawyer to Defend Parallel SEC Fraud ActionSecurities & Exchange Commission v. [read post]
30 Oct 2020, 6:22 am
Young Hollywood LLC v. [read post]
3 Sep 2014, 1:57 am
Instead, they'll also find themselves defending their operations against entities backed by the resources and force of foreign governments – a very unfair battle of resources.As to IV, recall the history of US 6182894 :Intellectual Ventures I LLC and Intellectual Ventures II LLC (collectively,“IV”) sued PNC Financial Services Group, Inc. and PNC Bank, N.A. [read post]
9 Nov 2009, 8:31 am
For further information, please contact us. [read post]
6 Mar 2018, 8:01 am
[iii] These extremely high levels are unheard for assets traded in volumes as high as cryptocurrencies in 2017. [read post]
4 May 2022, 9:01 pm
Nasdaq’s Board Diversity Rule, approved by the Securities and Exchange Commission (SEC) in August 2021, is the subject of an ongoing, high stakes court battle in the United States Court of Appeals for the Fifth Circuit. [read post]
