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23 Nov 2010, 1:25 pm
In May 2007, the firm replaced the manager. [read post]
9 Aug 2017, 11:36 am
Censured & Fined According to FINRA, on May 31, 2017, WFG Investments Inc. [read post]
27 Nov 2023, 8:01 am
Wind-down assessments applied inadequate consideration of the impact of membership in a group, and individual firms within groups may not have adequately planned for potential failure. [read post]
3 Jan 2017, 7:59 am
A pretty outrageous series of events, and while there may be a question as to how much "assistance" the firm is required to provide, the firm does have an obligation to work with the broker in comply with an audit. [read post]
9 Feb 2014, 6:07 am
Clydesdale Bank currently has 14 firms on the panel, which also covers legal work for Yorkshire Bank, both of which are subsidiaries of parent National Australia Bank.The firms previously appointed in May 2011 are Addleshaw Goddard, Brodies, CMS Cameron McKenna, DLA Piper, Dundas & Wilson, Eversheds, Harper Macleod, Gatelely, Hogan Lovells, Mcclure Naismith, Morton Fraser, Norton Rose, Thomas Eggar, Optima Legal.At the time of appointment, Clydesdale Bank head of… [read post]
23 Oct 2013, 6:08 am
A reorganized firm that does not have their appropriate participation may not be nearly as valuable as one that does. [read post]
15 Apr 2019, 5:53 am
From the FDA:As a precautionary measure, the distribution firms Leader Brand, Major Pharmaceuticals, and Rugby Laboratories are jointly issuing a nationwide voluntary recall of all lots within expiry of all liquid products manufactured by PharmaTech LLC at its FDA registered facility in Davie, Fla. due to possible product contamination.The distribution firms are committed to patient safety and are partnering with the Food and Drug Administration to notify customers who may… [read post]
3 Nov 2015, 5:48 am
The firm will likely merge with 500-lawyer Australian firm Gadens and 200-lawyer Singaporean firm Rodyk & Davidson in 2016. [read post]
29 Apr 2013, 7:05 am
Do not hide behind an email because the email may be bogus. [read post]
16 Oct 2015, 9:52 am
The report may also guide audit committees in fulfilling their responsibilities relating to independent auditors. [read post]
20 Jan 2021, 7:34 am
In the early days of this representation Lawyer had several contacts with Hanson at which times Lawyer may have given advice to Hanson and received Hanson’s confidences. [read post]
29 Jul 2009, 10:21 am
If you are looking for lawyers to join your firm, looking to catch on at a firm, or looking for advice on a case then put that in your headline.2. [read post]
9 Dec 2011, 7:30 am
For example, you may find that Twitter drives the most site traffic, Facebook generates the most leads, and LinkedIn generates less but more qualified leads. [read post]
29 Jul 2009, 1:09 am
If you are looking for lawyers to join your firm, looking to catch on at a firm, or looking for advice on a case then put that in your headline. 2. [read post]
5 May 2017, 6:14 am
FEC, Contracts, Corporate forms, Corporate veil, Firm performance, Long-Term value, Shareholder activism, Shareholder primacy, Shareholder value, Short-termism, Sustainability [read post]
2 Aug 2020, 5:51 am
Continue reading → The post FORT LAUDERDALE NON-COMPETE AGREEMENTS: EMPLOYMENT AGREEMENT DISPUTE MAY REQUIRE ARBITRATION OF A NON-COMPETE AGREEMENT appeared first on Florida Business Litigation Lawyer Blog. [read post]
1 Jun 2022, 5:39 pm
These actions may cause lifelong suffering or even wrongful death. [read post]
30 Aug 2013, 4:04 am
PCAOB May Soon Require Engagement Partners Be Named in Audit Report Here's an excerpt from Cooley's Cydney Posner from this news brief: You might recall that, among many changes designed to enhance audit accountability and transparency, the PCAOB had contemplated requiring the audit engagement partner to sign his or her name to the audit report. [read post]
18 Oct 2022, 6:08 am
He agreed that ‘we may be headed in that direction’ of firms compelled to choose sides. [read post]
23 Nov 2016, 4:00 am
Call The Hoffmann Law Firm, L.L.C. at (314) 361-4242 for a free consultation. [read post]
