Search for: "Financial Industry Regulatory Authority" Results 9541 - 9560 of 11,239
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9 Sep 2019, 12:53 pm by Alan L. Friel
However, the AG reported that they have also consulted with EU data protection authorities to get the benefit of their experiences. [read post]
28 Apr 2022, 5:01 am by Farzaneh Badiei
Apple in effect has become a quasi-regulatory body for the apps. [read post]
17 Sep 2024, 2:22 pm by Cynthia Marcotte Stamer
., The Role of Pharmacy Benefit Managers In Prescription Drug Markets Report, House Committee on Oversight and Accountability (finding PBMs inflate prescription drug costs and interfere with patient care for their own financial benefit). [read post]
9 Aug 2023, 11:25 am by GraceLegere
FINRA’s Communication Guidelines Similar to how the SEC has their rules and regulations to ensure the integrity of the securities markets, the Financial Regulatory Authority (FINRA) also has their own guidelines for brokers to follow. [read post]
25 Apr 2012, 7:43 pm by Kevin Funnell
All of this discussion about oversight & review of due process presumes that the regulators basically know what they are doing, & exercise their regulatory authority in an appropriate manner. [read post]
10 Jul 2014, 6:41 am by Schachtman
As for the erroneous identification of tort and regulatory standards, there is of course, much real legal authority to the contrary[2]. [read post]
16 Oct 2018, 3:55 pm by Cynthia Marcotte Stamer
  About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C, Cynthia Marcotte Stamer’s more than 30 years’ of leading edge work as an practicing attorney, author, lecturer and industry and policy thought leader have resulted in her recognition as a “Top” attorney in employee benefits, labor and employment and health care law. [read post]
8 Mar 2021, 11:15 am by Leanne Krawchuk
The sale may also be advertised in newspapers, industry publications, by way of press release, and on the monitor’s website.Initial access to due diligence materials. [read post]
8 Mar 2021, 11:15 am by Leanne Krawchuk
The sale may also be advertised in newspapers, industry publications, by way of press release, and on the monitor’s website.Initial access to due diligence materials. [read post]
7 Dec 2018, 4:55 am by Cynthia Marcotte Stamer
Highly valued for her rare ability to find pragmatic client-centric solutions by combining her detailed legal and operational knowledge and experience with her talent for creative problem-solving and author of “What To Do When Your Employee’s Personal Life Becomes Your Business@ and a multitude of other highly regarded works on data protection and breach, her work includes career-long, leading edge involvement counseling and representing human resources, employee benefit,… [read post]
18 Feb 2012, 1:59 am
The TRC also would have the authority to work collaboratively with industry stakeholder groups, local and state authorities, and others interested parties whose expertise the TRC might require. [read post]
13 Aug 2011, 9:05 am by Guest Blogger
[The failure to purchase insurance] in no way “burdens” or “obstructs” Congress’s ability to enforce its regulation of the insurance industry. . . . [read post]
19 Aug 2024, 6:30 am by Guest Blogger
Farmers in the Midwest, South, and West tried to forge alliances with urban laborers in opposition to northeastern industrial and financial capital. [read post]
29 May 2019, 5:06 pm by Kevin LaCroix
I welcome guest post submissions from responsible authors on topics of interest to this site’s readers. [read post]
15 Dec 2017, 2:09 pm
Its rules promanate from the body of the state, and from the Party, but also from private contracts, codes of conduct, self-regulation, industry associations, etc. [read post]
15 Dec 2018, 7:41 am by Cynthia Marcotte Stamer
  Now it remains to be seen if his ruling  will face and withstand the appeal and if so, what effect it will have on Obamacare overall and other subsequent statutory and regulatory reforms. [read post]
29 Sep 2011, 1:35 am by J.W. Verret
 The legislation was largely authored by Congressman Jack Fields who was appointed to chair the subcommittee overseeing the securities laws. [read post]
22 Jul 2016, 11:01 am by nedaj
On June 8, 2016, the Cayman Islands introduced the highly anticipated Cayman Islands Limited Liability Companies Law, developed in a joint effort by the Cayman Islands Government and the Cayman Islands Monetary Authority in response to requests from the investment funds industry. [read post]
4 Mar 2014, 5:50 pm by Cynthia Marcotte Stamer
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]