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9 Jan 2015, 5:00 am
Majority of RIAs should move under state regulation: Study by Mark Schoeff Jr. in InvestmentNews Shifting oversight of more registered investment advisers from the Securities and Exchange Commission to states would increase exam coverage at less cost than establishing third-party reviewers, a new report asserts. [read post]
26 Dec 2015, 7:07 am
The SEC’s complaint, charged DelPresto, MLF Group, LLC (MLF), and Donald Toomer, Jr. [read post]
31 Jan 2014, 6:35 am
Broker William Larry Hogue, Jr. [read post]
24 Feb 2020, 9:03 pm
Amazon Studios has set up a film adaption of the story, titled “Sheela,” per Mike Fleming Jr. with Deadline. [read post]
5 Oct 2019, 7:03 am
No. 2017-0222-JRS (Del. [read post]
30 Nov 2011, 8:48 am
Levine, a Dickstein partner, said Hinckley’s family members, including his mother, are expected to attend the hearing, which is scheduled to continue into next week. [read post]
1 May 2009, 11:57 am
Brennan, Jr., was an unknown quantity on the national scene at the time of his appointment, a former New Hampshire Attorney General and Supreme Court justice who had recently taken a seat on the U.S. [read post]
2 Jul 2015, 8:57 am
White Jr. [read post]
14 Apr 2017, 7:29 am
Kevin Clark is a 2006 graduate of the University of Texas School of Law and a partner in King & Spalding’s commercial litigation practice. [read post]
17 May 2010, 10:20 am
[Mike McKee]By any standards, it’s a full-on race.State Bar Executive Director Judy Johnson announced Saturday that five members of the State Bar Board of Governors intend to seek the presidency.Candidates, alphabetically, are William Hebert, a partner with San Francisco’s Calvo & Clark; Rex Heinke, a partner in the Los Angeles office of Akin Gump Strauss Hauer & Feld; Paul Kramer Jr., an administrative law judge for the Sacramento-based California… [read post]
1 Apr 2009, 1:48 am
Ahmuty, Jr. [read post]
30 Sep 2008, 9:18 am
Kevin Shannon and Donald Wolfe Jr., partners at Potter Anderson & Corroon in Wilmington; and Vineet Bhatia, a partner at Susman Godfrey in Houston, also worked on the trial. [read post]
30 Apr 2012, 7:04 pm
As a general rule, partners cannot steal from partners (People v. [read post]
5 Feb 2024, 6:44 am
’ The now-judge ‘was a senior partner and she was a junior associate and she never worked for him,’ Sawyer said. [read post]
7 Mar 2007, 2:17 am
The partners at the firm had me do a variety of tasks, and when the tax assignments came along, I took to them well. [read post]
6 May 2015, 9:52 am
Beamon, Jr., a/k/a Rusty Beamon, 54, Atlanta, Georgia, has been sentenced to three years, six months in federal prison for defrauding Appalachian Community Bank, Ellijay, Georgia. [read post]
23 Jan 2024, 9:06 pm
–OPINION — House Energy and Commerce Committee Chair Cathy McMorris Rodgers (R-WA), Ranking Member Frank Pallone Jr. [read post]
25 Oct 2013, 11:40 am
Michael Holder of the Austen BioInnovation Institute, and SA Kenneth Westak, Jr. of the FBI Cleveland. [read post]
12 Mar 2012, 11:46 am
Boutrous, Jr., partner at Gibson, Dunn & Crutcher, LLP. [read post]
22 Sep 2015, 8:41 pm
Was a young DC partner then working for the late Republican kingmaker Evans Rose Jr., my senior partner (Rose Schmidt in Pittsburgh). [read post]