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30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
13 May 2018, 3:06 pm
The journal’s “Editor of Record,” Steven B. [read post]
9 May 2016, 4:11 am
” In The Economist, Steven Mazie looks at the battle over Texas’s voter ID law and suggests that, if the court of appeals either fails to rule on the issue or upholds the law, “civil rights groups opposed to the restrictions will almost certainly ask the justices to consider the voter-ID law once again. [read post]
11 Jul 2024, 7:32 am
., Thurgood Marshall, Harry A. [read post]
12 Jul 2024, 6:31 am
., on Wednesday, July 10, 2024 Tags: activision, Delaware law, DGCL, moelis Court Scrutinizes Sponsor and Financial Advisor Conflicts Under Up-C Structure Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, July 11, 2024 Tags: Delaware Court of Chancery, ETP, IPO, TRA, Up-C structure Dissonance in Climate Disclosure: the SEC, EU, California, and ISSB Regimes Posted by Stavros Gadinis (University of… [read post]
12 Jul 2024, 6:31 am
., on Wednesday, July 10, 2024 Tags: activision, Delaware law, DGCL, moelis Court Scrutinizes Sponsor and Financial Advisor Conflicts Under Up-C Structure Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, July 11, 2024 Tags: Delaware Court of Chancery, ETP, IPO, TRA, Up-C structure Dissonance in Climate Disclosure: the SEC, EU, California, and ISSB Regimes Posted by Stavros Gadinis (University of… [read post]
12 Jul 2024, 6:31 am
., on Wednesday, July 10, 2024 Tags: activision, Delaware law, DGCL, moelis Court Scrutinizes Sponsor and Financial Advisor Conflicts Under Up-C Structure Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, July 11, 2024 Tags: Delaware Court of Chancery, ETP, IPO, TRA, Up-C structure Dissonance in Climate Disclosure: the SEC, EU, California, and ISSB Regimes Posted by Stavros Gadinis (University of… [read post]
12 Jul 2024, 6:31 am
., on Wednesday, July 10, 2024 Tags: activision, Delaware law, DGCL, moelis Court Scrutinizes Sponsor and Financial Advisor Conflicts Under Up-C Structure Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, July 11, 2024 Tags: Delaware Court of Chancery, ETP, IPO, TRA, Up-C structure Dissonance in Climate Disclosure: the SEC, EU, California, and ISSB Regimes Posted by Stavros Gadinis (University of… [read post]
9 Sep 2024, 11:34 am
The administration of President Joe Biden and Vice President-turned-Democratic candidate Kamala Harris, meanwhile, has advanced numerous DEI initiatives since taking office. [read post]
1 Aug 2019, 11:01 pm
Harris, University of California-Davis; Steven Ricke, University of Arkansas, Fayetteville; and Tori Stivers, University of Georgia-Athens. [read post]
8 Nov 2019, 5:55 am
Colosimo, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, November 7, 2019 Tags: Board independence, Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions Does Trados Matter? [read post]
22 Jun 2018, 6:01 am
Gerard Comizio, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, June 18, 2018 Tags: Banks, Capital requirements, Compliance and disclosure interpretation, Dodd-Frank Act, FDIC, Federal Reserve, Financial institutions, Financial regulation, Liquidity, Mutual funds, OCC, Proprietary trading, Volcker Rule T. [read post]
20 Dec 2011, 9:22 am
Member Steven Harris noted that some have called the standard overly prescriptive: The Chief Auditor observed that the re-proposed standard embodies important requirements for communication between the auditor and the audit committee. [read post]
15 Aug 2018, 7:56 am
Harris, Esq. [read post]
31 Oct 2010, 5:59 am
Steven Protherow at Boston University. [read post]
2 Aug 2019, 6:33 am
Colosimo, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, August 1, 2019 Tags: Contracts, Corporate forms, Delaware cases, Delaware law, LLCs, Merger litigation, Mergers & acquisitions Symmetry in Pay for Luck Posted by Naveen D. [read post]
26 Mar 2021, 6:09 am
Securities and Exchange Commission, on Sunday, March 21, 2021 Tags: Asset management, Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Sustainability Corporate Officers Face Personal Liability for Steering Sale of the Company to a Favored Buyer Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver &… [read post]
1 Oct 2018, 1:34 pm
These include Justices John Paul Stevens in 2010, David Souter in 2009, Harry Blackmun in 1994 and Byron White in 1993. [read post]
30 Jun 2014, 3:11 am
The Court has also not yet ruled on Harris v. [read post]
