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22 Feb 2016, 4:37 pm
Our colleague Frank C. [read post]
22 Feb 2016, 7:41 am
Our colleague Frank C. [read post]
22 Feb 2016, 4:34 pm
Our colleague Frank C. [read post]
2 Jan 2014, 12:04 pm
Our colleague Frank C. [read post]
8 Jun 2016, 12:52 pm
Mishkin Republican Congressman Jeb Hensarling, who chairs the House Financial Services Committee Chairman, released a summary of a bill to replace the Dodd-Frank Act. [read post]
2 Jan 2014, 11:59 am
Our colleague Frank C. [read post]
22 Feb 2016, 4:31 pm
Our colleague Frank C. [read post]
22 Jan 2025, 2:00 am
” podcast with Jun Frank, who serves as Global Head of Compensation & Governance Advisory for ISS-Corporate. [read post]
2 Jan 2014, 12:38 pm
Our colleague Frank C. [read post]
2 Jun 2015, 4:36 pm
These medium-sized companies are required to conduct annual, company-run stress tests–implementing a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act–with the results disclosed to the public for the first time this year. [read post]
2 Jan 2014, 11:47 am
Our colleague Frank C. [read post]
18 Jul 2011, 1:08 pm
Three administrative orders related to the Dodd-Frank Wall Street Reform and Consumer Protection Act were issued by the Connecticut Department of Banking, effective July 11, 2011, to time with the July 21st effectiveness of SEC advisory rules coordinating with Title IV of the Dodd-Frank Act on Private Fund Advisers.The first order establishes a timetable for certain investment advisers affected by the Dodd-Frank Act.* SEC-registered investment advisers on or after the July… [read post]
13 Jul 2010, 4:38 am
What the Dodd-Frank Act Means for the Regulators? [read post]
9 Feb 2011, 4:19 pm
Chairman Bachus said that this will be the first hearing to review the impact of the Dodd-Frank Act on the U.S. derivatives markets. [read post]
19 Aug 2011, 6:30 am
In terms of breadth and scope, Dodd-Frank is arguably the most significant financial legislation in modern history. [read post]
12 Oct 2008, 3:59 am
") (emphasis added) (citing Franks, 438 U.S. at 171). [read post]
21 Jul 2011, 8:11 am
A Public Citizen report released today analyzes the efforts of 24 financial-services companies and trade groups to opt themselves out of Dodd-Frank's limits on incentive-based compensation. [read post]
15 Sep 2016, 3:15 am
It seems that ever since Congress passed Dodd-Frank, the House GOP has been trying to repeal major chunks of it. [read post]
13 Aug 2014, 8:29 am
Following up on my recent post on the matter, I had the opportunity to discuss the Dodd-Frank Act with Colin O’Keefe of LXBN. [read post]
20 Feb 2012, 7:12 am
Tweaks proposed to Dodd-Frank to support small businessesThe U.S. [read post]
