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15 Jul 2013, 5:42 pm
Sutter, the court concluded that the arbitrator did not exceed his powers under section 10(a)(4) of the Federal Arbitration Act (FAA), 9 U.S.C. 1 et seq., either in construing the arbitration clause as he did or in certifying a class. [read post]
14 Jul 2024, 11:00 am
For purposes of counting beneficial owners, certain look-through rules apply with respect to investors in the venture capital fund that are (i) “formed for the purpose” of investing in such venture capital fund and/or (ii) themselves registered investment companies or 3(c)(1) Funds or 3(c)(7) Funds exempt from registration and that own more than 10% of the voting securities of such venture capital fund. [read post]
14 Apr 2010, 8:00 am
(See NÍVEL 1 Listing Rules). [read post]
15 Feb 2022, 2:05 pm
In exchange for their investments, retail SPAC investors are given shares in the SPAC, which are converted into shares of the go-forward entity at a set price (usually $10/share) should the SPAC succeed in making a deal. [read post]
30 Jun 2015, 9:09 pm
Objections Often Raised at the Hearing: 1. [read post]
7 Feb 2011, 4:56 pm
10. [read post]
2 Mar 2009, 4:50 pm
Written notification will have to be provided by first-class mail, and if the covered entity lacks sufficient contact information for 10 or more individuals, notification will also have to be made on the home page of the covered entity’s website, or in major print or broadcast media. [read post]
10 Mar 2023, 10:00 am
Its provisions become effective today effective March 10, 2023. [read post]
11 Aug 2010, 1:25 pm
(ISRI) [See WIMS 4/16/10]. [read post]
22 Jun 2020, 5:47 am
Re-insurers (those entities insurance companies use to insure against astronomical losses), typically only permit an insurance company to hold 10 percent of business insuring Florida vessels. [read post]
2 Jan 2019, 6:29 am
1. [read post]
28 Aug 2012, 11:55 am
”Private fund adviser” means an investment adviser who provides advice solely to one or more qualifying private fund(s). (2) “Assets under management” means the securities with respect to which an investment adviser and its affiliated persons provide continuous and regular supervisory or management services; provided, that in the case of securities managed for an entity which is excluded from the definition of investment company by the exclusion provided in Section… [read post]
Easy to Start, Potentially Hard to Finish: Considerations for Retailers in Appealing an IPR Decision
22 Oct 2021, 7:05 am
[1] JTEKT Corp. v. [read post]
30 Aug 2023, 10:57 am
10. [read post]
22 Aug 2012, 1:09 am
The market does not automatically build information about the fund itself into the fund’s NAV, as it does in the case of the price of, e.g., a publicly traded stock. [read post]
6 Dec 2021, 7:18 am
10. [read post]
29 Mar 2020, 11:51 am
What the heck does this mean? [read post]
13 Jul 2018, 7:01 pm
It describes extensive interaction between the conspirators and an entity, called “Organization 1,” which the Washington Post and other news outlets have identified as Wikileaks. [read post]
21 Jan 2020, 3:55 pm
For example, IWC Wage Order 4, which applies to employees in professional, technical, clerical, mechanical, and similar occupations, states, in Section 1, paragraph (B): Except as provided in Sections 1, 2, 4, 10, and 20, the provisions of this order shall not apply to any employees directly employed by the State or any political subdivision thereof, including any city, county, or special district. [read post]
3 Dec 2008, 7:01 am
The Act, which will become effective as of July 1, 2009, imposes stringent requirements on individuals or entities engaging in any form of home improvement. [read post]
