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30 Jan 2023, 4:15 am
Answer: In the adopting release, the Commission indicated that it does not expect compliance with the disclosure requirements until issuers are required to have a recovery policy under the applicable exchange listing standard. [read post]
11 Oct 2018, 10:00 am
Why does that stink? [read post]
6 Jun 2016, 5:33 am
In truth, it does not. [read post]
6 Jun 2016, 5:33 am
In truth, it does not. [read post]
23 Sep 2022, 9:05 pm
The post Regulating to Increase K-12 Student Achievement first appeared on The Regulatory Review. [read post]
11 Aug 2021, 3:30 am
” Does that mean that Mr. [read post]
23 Jun 2012, 3:50 pm
K. [read post]
21 Jun 2018, 7:22 am
In Leidos, the justices would have mulled this question: Does Item 303 of Regulation S-K create a duty to disclose that is actionable under Exchange Act Section 10(b) and Rule 10b-5? [read post]
30 Aug 2012, 11:47 am
Johnson and Johnson had the implant approved under the 510(k) process, which does not require human testing before implanting the device in patients. [read post]
30 Aug 2012, 11:47 am
Johnson and Johnson had the implant approved under the 510(k) process, which does not require human testing before implanting the device in patients. [read post]
9 Dec 2019, 2:00 am
When any issue is uncovered, employers will want to first remedy the problem and then take steps to ensure it does not happen again in the future. [read post]
26 Jan 2012, 3:21 pm
What does this mean? [read post]
15 May 2012, 10:16 pm
That means that the new product does not go through an independent review. [read post]
26 Apr 2023, 9:05 pm
The development and drafting of ERISA predate the rise of 401(k) plans. [read post]
28 Apr 2011, 3:18 pm
Even where a product’s risks were unavoidable, it required an independent balancing of risks and benefits – the kind of thing the FDA does – before the risks involved would be considered “apparently reasonable. [read post]
23 Jun 2008, 9:32 pm
What does everyone think of the merger now that it's a done deal? [read post]
5 Jun 2023, 6:24 am
By Anne Sherry, J.D.The Supreme Court is being asked to review a Second Circuit holding that a failure to make a disclosure required under Regulation S-K Item 303 can support a private claim under Exchange Act Section 10(b), even in the absence of an otherwise misleading statement. [read post]
20 Feb 2013, 8:10 am
Thus, the bottom line of the ruling was that the dog does not always win, if the accused individual can undercut its training record. [read post]
9 Apr 2018, 2:36 pm
Arthur Kellerman as to the membership of Eric K. [read post]
31 May 2010, 3:32 pm
Common Plan Mistakes - Hardship Distributions in a 401(k) Plan The Problem A 401(k) plan permits participants to receive hardship distributions. [read post]
