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12 Mar 2022, 7:45 am
Making matters worse, FINRA and the SEC seem engaged in a ping-pong game of sending a case up to the federal regulator on appeal and back down to the self-regulator on remand and then back up and then back down and, well, sigh . . .One Day... [read post]
26 Oct 2020, 8:25 am by ernst
” The online event was moderated by Columbia President Lee C. [read post]
7 Jan 2022, 11:54 am
Growth Capital Services, Inc., Respondent (FINRA Arbitration Award)SEC Awards About $2.6 Million to Whistleblower Order Determining Whistleblower Award ClaimSEC Awards About $1.5 Million to Whistleblower Order Determining Whistleblower Award C... [read post]
20 Nov 2019, 7:20 am
Jordaan, Afreen Siddiqi, William Kakenmaster, & Alice C. [read post]
16 Jan 2021, 1:40 pm
: Coordinating DDR and Transitional Justice in Post-Conflict Côte d’Ivoire Nicole Jenne & Fiorella Ulloa Bisshopp, Female Peacekeepers: UNSC Resolution 1325 and the Persistence of Gender Stereotypes in the Chilean Armed Forces [read post]
24 Dec 2014, 4:00 am by The Public Employment Law Press
Court review of an interim order of an arbitratorKramer v Geldwert, 2014 NY Slip Op 08732, Appellate Division, First DepartmentSupreme Court denied the petitioner’s motion for discovery in aid of arbitration and dismissed the matter. [read post]
11 Mar 2014, 4:30 am by Kenneth Kan
(C) A brief statement indicating that if the consumer has contacted the insurer to discuss the nonrenewal and remains unsatisfied, he or she may have the matter... . [read post]
20 Mar 2020, 9:55 pm by Patent Docs
The Naples Roundtable, a 501(c)(3) non-profit organization whose primary mission is to explore ways to improve and strengthen the U.S. patent system, will on Monday, March 23rd file a Request with the U.S. [read post]
28 Apr 2013, 6:29 am by FHH Law
Many of the ones that really matter: Sections 2.803(c)(2), 5.59, 5.61, 5.63, 5.64, 5.65, 5.73, 5.79, 5.81, 5.107, 5.115, 5.121, 5.123, 5.205, 5.207, 5.217(b), 5.307, 5.308, 5.309, 5.311, 5.404, 5.405, 5.406, 5.504, and 5.602.) [read post]
17 Apr 2014, 5:54 am
Although the plaintiff raises multiple claims on appeal, the dispositive one is whether the court correctly concluded that it lacked subject matter jurisdiction over the appeal. [read post]
27 May 2016, 8:59 am by WIMS
I will be blogging about broken government and related matters @ http://jpmcjefferson.blogspot.com <> Registration for the Great Lakes Public Forum - The Great Lakes Public Forum, occurring once every three years, provides an opportunity for the United States and Canada to discuss and receive public comments on the state of the Lakes and binational priorities for science and action; and provides an… [read post]