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7 Jan 2020, 11:43 am
Knowledgeable employees of a private fund generally include executive officers, directors, trustees, general partners or persons serving in a similar capacity with respect to the fund or its manager and employees of the private fund or its manager (other than employees performing solely clerical, secretarial or administrative functions) who, in connection with their regular functions, have participated in the investment activities of such private fund or other funds… [read post]
22 Mar 2012, 1:00 pm
Amelia currently serves on the Boards of Trustees of the Studio Museum in Harlem, Lighthouse International, the New York City Parents in Action, and the Southampton Bath and Tennis Club's Charitable Fund. [read post]
4 Aug 2009, 6:04 pm
Would this case have turned out differently if the employees did not have a title or were merely referred to as managers? [read post]
24 Sep 2016, 11:31 am
Rather than pay the taxes, the manager embezzled millions of dollars. [read post]
26 Oct 2015, 3:30 pm
Lawsky is currently the Chief Executive Officer of The Lawsky Group, a firm that specializes in helping companies, boards, and individuals manage their most complex, emergent and dynamic challenges. [read post]
4 Nov 2009, 7:59 am
Under the proposed regulation, small emerging companies will find it increasingly challenging to market their investment products to pension funds. [read post]
11 Aug 2015, 4:53 pm
” Background As I noted in my prior post, the Rothstein law firm bankruptcy trustee along with lead feeder fund’s bankruptcy trustee’s had filed claims against Gibraltar Private Bank & Trust and certain of its directors and officers alleging that the defendants aided and abetted Rothstein in the perpetration of the Ponzi scheme fraud. [read post]
8 Nov 2007, 4:22 am
In broad terms, the class representatives are trustees and beneficiaries of employee welfare benefit plans contracted directly or indirectly with Medco, a PBM, for pharmacy benefit management services. [read post]
4 Mar 2010, 6:09 am
Exactly what Berle and Means had discovered a quarter century earlier: A virtually omnipotent management and an impotent shareholdership. [read post]
31 May 2007, 11:57 pm
(By the way, the notion that these two companies have any market power seems ridiculous to me.) [read post]
29 Sep 2019, 9:01 pm
or so much thereof as the trustees may request . . . [read post]
29 May 2010, 4:27 pm
Instead, the panel applied a standard from trust law, saying a trustee is free to negotiate any compensation that the trust is willing to pay. [read post]
7 Aug 2024, 6:48 am
(Renegade), a family office management company, and Nauticus Marina, Inc. [read post]
7 Jun 2020, 12:17 pm
In the Yessenow case two former directors of a bankrupt company sought a judicial declaration that the company’s D&O insurer was obligated to defend them in an adversary proceeding that the Trustee brought against them. [read post]
25 Jan 2018, 7:00 am
Under statute, the Canada Business Corporations Act (the CBCA) only recognizes a shareholder agreement as a “unanimous shareholder agreement” if it is a written agreement among all the shareholders of the corporation that restricts, in whole or in part, the powers of the directors to manage or supervise the management of the corporation. [read post]
29 May 2018, 8:05 am
You can select a responsible trustee who you have confidence will be able to appropriately manage your assets and keep your wealth safe and secure. [read post]
4 Nov 2011, 8:23 pm
One question we have received from some managers is whether their client accounts are insured either through the Securities Investor Protection Corporation (“SIPC”) or through some sort of similar company. [read post]
17 Apr 2011, 7:46 am
Our management company says there’s nothing we can do to collect fines levied against those who ignore the rules. [read post]
4 Feb 2018, 5:24 pm
The scheduled payments help the issuer distribute the costs to redeem the bond over the life of the bond.[4] Companies have flexibility to manage their outstanding debt. [read post]
29 Oct 2013, 12:00 am
In 1998, he left law practice to work with biopharmaceutical startups before helping found two virtual biotech companies. [read post]
