Search for: "Fields v. Securities and Exchange Commission"
Results 141 - 160
of 309
Sorted by Relevance
|
Sort by Date
13 May 2014, 10:57 am
Securities and Exchange Commission. [read post]
30 Jun 2017, 6:00 am
Securities and Exchange Commission, according to people familiar with the matter.If ultimately nominated by U.S. [read post]
18 Oct 2018, 9:30 pm
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
8 Nov 2014, 3:02 pm
The 2014 Forum is held at a time of urgent international security and health emergencies as well as critical structural challenges. [read post]
5 Jan 2012, 12:35 pm
The Securities Exchange Commission’s (SEC) whistleblower regulations went into effect on August 12, 2011. 3. [read post]
8 Dec 2022, 6:06 am
This is, in part, because the Netherlands has in recent years “traditionally played a leading role in the field of international justice, the pursuit of accountability and, more specifically, the prosecution of international crimes. [read post]
16 Jan 2014, 4:30 am
Evidence Act) were legislated into hurried existence in the late 1960’s, in response to the decision in, Myers v. [read post]
15 Jul 2022, 4:00 am
Supreme Court’s reversal of Roe v. [read post]
22 Feb 2018, 6:00 am
Curtiss-Wright upheld the “plenary and exclusive power of the President as the sole organ of the federal government in the field of international relations. [read post]
11 Jan 2024, 9:05 pm
Securities and Exchange Commission (SEC) approved bitcoin exchange-traded funds (ETFs), allowing investors to buy and sell bitcoin just like stocks and other financial instruments. [read post]
2 Feb 2011, 4:28 pm
., Appellant, v. [read post]
12 Oct 2007, 12:51 am
Article 2 (Definitions) The definitions of terms used in this Act shall be as follows: 1.The term “real estate investment company” means any company that is incorporated pursuant to Article 5 mainly for the purpose of investing its assets in real estate and managing invested assets, which falls under each of the following items: (a) The self-managed real estate investment company: The company that has full-time officers and employees, including asset management specialists, on its… [read post]
7 Jun 2018, 3:01 pm
The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
29 Nov 2016, 12:56 pm
Iranian and American officials exchanged verbal reprimands over yet another naval incident in the Persian Gulf, Reuters writes. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
29 Jun 2011, 7:32 am
Ferrer, United States Attorney for the Southern District of Florida, John V. [read post]
29 Jun 2011, 7:32 am
Ferrer, United States Attorney for the Southern District of Florida, John V. [read post]
30 Nov 2009, 11:49 am
SEC v. [read post]
12 Sep 2022, 5:00 am
Data Protection v. [read post]
13 Jun 2013, 7:05 pm
Securities and Exchange Commission 12-1118Issue: Whether, to satisfy the “substantial assistance” requirement of Section 20(e) of the Securities Exchange Act, which authorizes the Securities and Exchange Commission to bring civil aiding-and-abetting claims, the SEC must allege and prove that the defendant’s conduct was a proximate cause of the primary violation. [read post]
