Search for: "DIVISION OF RISK MANAGEMENT"
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5 Mar 2024, 6:55 am
Bush, came to Kirkland after 15 years as a partner at Wilmer Cutler Pickering Hale and Dorr, where he was chair of its Financial Institutions Group and vice chair of its Crisis Management and Strategic Response Group. [read post]
11 May 2015, 6:30 am
He resides in the Boston area and works as a Qualified Loss Management Program provider working with high experience modification factor companies in the Massachusetts State Risk Pool. [read post]
3 Oct 2013, 5:48 am
If there's one thing I'm learning at the California Workers' Compensation and Risk Conference in Dana Point, CA this week is that no one knows the impact of SB 863.Predictably, those who championed the bill are saying that the costs of administration of claims is going to go down and that there are already positive results being demonstrated.And those on the receiving end of the massive law change are less optimistic, if not outright pessimistic, that California will see any savings and… [read post]
16 Feb 2018, 6:59 am
CFTC Division of Market Oversight (DMO) Dan Busca responded favorably to Cooper’s call. [read post]
23 Nov 2020, 7:54 am
He said there is no doubt that the SEC needs to re-examine prior reforms as well as the performance of money market funds over the recent period.He referenced recent comments by Division of Investment Management Director Dalia Blass in which she asked whether the potential for the imposition of redemption gates drove market behavior, and whether the current money market fund rule’s risk limitations provide funds with the necessary liquidity to meet heightened… [read post]
18 Mar 2015, 6:30 am
He resides in the Boston area and works as a Qualified Loss Management Program provider working with high experience modification factor companies in the Massachusetts State Risk Pool. [read post]
9 Jul 2013, 1:38 pm
Ninth Circuit Court of Appeals, requesting changes needed in the Sulfoxaflor label, the Biological Economic Assessment Division (BEAD) assessment of the value of pollinators and their established habits, and the EPA's Risk Assessment Process. [read post]
1 Jan 2018, 7:00 am
But a year into the administration, there still is no confirmed head for DHS’s cyber division. [read post]
11 Jul 2014, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
28 Jun 2019, 7:00 am
Jeffry Freiburger, managing director and chief compliance officer at Robert W. [read post]
10 Jun 2022, 8:24 am
Mary Bersot, CEO of Bersot Capital Management, pointed out that there is still a prevailing perception that auditors are not independent. [read post]
3 Oct 2013, 5:48 am
If there's one thing I'm learning at the California Workers' Compensation and Risk Conference in Dana Point, CA this week is that no one knows the impact of SB 863.Predictably, those who championed the bill are saying that the costs of administration of claims is going to go down and that there are already positive results being demonstrated.And those on the receiving end of the massive law change are less optimistic, if not outright pessimistic, that California will see any savings and… [read post]
20 Dec 2013, 5:08 am
— from Corporate Counsel Employee Owned Tablets and Technology Devices: Managing the Risks and Rewards Starts with BYOD Policy — from Jason Shinn’s Michigan Employment Law Advisor Non-competes in the world of social media: LinkedIn notifications are not “solicitation” — from Warren & Associates Blog HR & Employee Relations The Risk of Fishing for Support in an Employee Discipline Matter — from Molly DiBianca’s… [read post]
6 Feb 2015, 1:46 pm
In collaboration with the Division of Trading and Markets and the Division of Investment Management, the OCIE will monitor the largest asset managers and broker-dealers. [read post]
6 Feb 2015, 1:46 pm
In collaboration with the Division of Trading and Markets and the Division of Investment Management, the OCIE will monitor the largest asset managers and broker-dealers. [read post]
1 Mar 2019, 6:04 am
Huennekens, EY Center for Board Matters, on Tuesday, February 26, 2019 Tags: Board composition, Boards of Directors, Climate change, Diversity, Engagement, Environmental disclosure, ESG, Human capital, Proxy season, Risk, Shareholder proposals, Shareholder voting, Sustainability 2019 Institutional Investor Survey Posted by Kiran Vasantham, David Shammai, and John C. [read post]
29 Feb 2024, 9:01 pm
Reiterating concerns he expressed while he was a professor at MIT’s Sloan School of Management, SEC Chairman Gensler has stated that AI poses risks to individual investors as well as to the financial system generally. [read post]
11 Dec 2015, 10:18 am
Stamer’s legal and management consulting work throughout her 27 plus year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
15 Sep 2015, 5:37 am
Stamer’s legal and management consulting work throughout her 27 plus year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
17 Apr 2017, 1:35 pm
While serving as Chief Counsel to the Finance Division, she also served as Counsel to the Finance Committee. [read post]
