Search for: "Erica Williams" Results 1 - 20 of 210
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10 May 2024, 5:00 am by Doug Cornelius
Regulator Explores Naming Companies Tied to Auditing Deficiencies Amid Investor Pushback By Mark MaurerThe Wall Street Journal “That’s an issue that we have definitely heard, and it’s under consideration,” Public Company Accounting Oversight Board Chair Erica Williams told The Wall Street Journal, referring to investor feedback. [read post]
19 Apr 2024, 4:20 am by David Lynn
As noted in this recent statement from PCAOB Chair Erica Williams, the PCAOB brought action against two accounting firms involving allegations of exam cheating. [read post]
21 Mar 2024, 12:48 pm by Melissa Tremblay
  The defendant banks included: Bank of America, Barclays, Citigroup, JPMorgan Chase, Morgan Stanley, Fifth Third Bancorp, BMO, and William Blair. [read post]
1 Feb 2024, 7:00 am by Norman L. Eisen
This repository contains a collection of information for researchers, journalists, educators, scholars, and the public at large. [read post]
10 Jan 2024, 3:15 am by Meredith Ervine
Liz blogged last week about PCAOB Chair Erica Williams’s defense of the NOCLAR proposal during testimony before the House Financial Services Committee’s Capital Markets Subcommittee. [read post]
3 Jan 2024, 3:00 am by Liz Dunshee
In her testimony, PCAOB Chair Erica Williams defended the proposals and says that the PCAOB is considering feedback that has been provided. [read post]
1 Dec 2023, 3:00 am by Liz Dunshee
PCAOB Chair Erica Williams said the settlements are a big deal: These sanctions represent the highest civil money penalties the Board has ever imposed against firms in mainland China and Hong Kong, some of the highest penalties the Board has imposed against any firm around the globe, and the first time ever that the PCAOB has been able to bring enforcement action against a mainland Chinese firm based on its audit deficiencies. [read post]
7 Nov 2023, 6:30 am by Dan Bressler
” “Chair Erica Williams observed in September that the Securities and Exchange Commission is able to ‘seek civil money penalties in enforcement actions against associated persons when they negligently cause firm violations. [read post]
23 Oct 2023, 12:34 pm by jeffreynewmanadmin
PCAOB Chair Erica Williams has said that the new rule will help auditors detect fraud and better protect investors into the future. [read post]
9 Oct 2023, 9:02 pm by Meredith Ervine
He noted that PCAOB Chair Erica Williams released a statement on the Staff report calling the deficiency rate “unacceptable. [read post]
6 Oct 2023, 4:00 am by Jim Sedor
But those who have closely followed his career say the years he spent enmeshed in former Union City Mayor William Musto’s machine also set the tone for another, more sinister undercurrent that now threatens to swallow it – one in which Menendez became a power broker himself whose own close ties to moneyed interests have repeatedly attracted the scrutiny of federal prosecutors. [read post]
4 Oct 2023, 1:35 pm by Amy Howe
Solicitor General Erica Ross (William Hennessy) Representing the federal government, Assistant to the U.S. [read post]
4 Oct 2023, 7:34 am by Kelly Shivery
As WLC’s Erica Blachman Hitchings discussed at a recent conference, several U.S. [read post]