Search for: "Governance Risk Management Compliance, LLC"
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21 Oct 2022, 6:30 am
Chia, Soundboard Governance LLC, on Friday, October 14, 2022 Tags: Corporate governance, Cybersecurity, Databases, ESG, Risk, Taxation Remarks by Commissioner Peirce before the University of California Irvine Audit Committee Summit Posted by Hester M. [read post]
3 Aug 2018, 7:45 am
Risk of Structured Cash Flows A Pension Cash Flow is income that is originally received by a pension recipient which originates from one of several institutions including state and federal government retirement plans or investment-grade corporation pension plans. [read post]
12 Apr 2018, 7:42 pm
Enforcement Risks Merit Heightened Restaurant Compliance Confirming and maintaining appropriate wage and hour compliance and risk management is particularly imperative because of the WHD’s ongoing targeted enforcement efforts against industry employers. [read post]
22 Nov 2019, 5:51 am
Brownstein, Wachtell, Lipton, Rosen & Katz, on Wednesday, November 20, 2019 Tags: Boards of Directors, Compliance and disclosure interpretation, Disclosure, ESG, Institutional Investors, Proxy advisors, Risk, Risk management, Risk oversight, Shareholder voting, Sustainability, Wells Fargo Letter by SEC Commissioner Robert J. [read post]
6 Feb 2013, 9:00 pm
This number was changed this past summer when the Data Systems & Solutions LLC (DS&S) DPA was announced. [read post]
15 Dec 2014, 3:24 am
Further, the subscription agreement governs the transfer, it does not bar it. [read post]
15 Jun 2015, 3:13 am
You see, the LegalZoom operating agreement for the member-managed LLC had two separate provisions in two separate articles governing management decision-making by the members. [read post]
3 May 2023, 6:00 am
Share with us your compliance needs and protect your business from unnecessary risk. [read post]
12 Apr 2023, 3:01 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
7 Apr 2017, 6:00 am
Political Landscape Posted by George Dallas and Kerrie Waring, International Corporate Governance Network, on Friday, March 31, 2017 Tags: Boards of Directors, Compliance & ethics, Dodd-Frank Act, Donald Trump, ESG, FCPA, Financial regulation, Institutional Investors, Institutional monitoring, International governance, Investor horizons, Presidential elections, Securities regulation, Systemic risk, Taxation How Delaware May Be Dethroned and Why It Should… [read post]
17 Mar 2010, 11:39 am
One of the big risks is brand/reputation risk. [read post]
30 Apr 2024, 9:40 am
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
27 Sep 2019, 10:10 am
Private equity investors often do take such a role, and in highly regulated fields like healthcare, with substantial compliance risks, they may make themselves attractive defendants through their own actions. [read post]
3 Jul 2023, 8:45 am
The Department of Justice (DOJ) recently announced a civil cyber-fraud settlement by Jelly Bean Communications Design LLC (Jelly Bean) and its manager, Jeremy Spinks. [read post]
27 May 2016, 6:12 am
Creditor Rights, Claims Enforcement, and Bond Returns in Mergers and Acquisitions Posted by Luc Renneboog, Tilburg University, on Friday, May 20, 2016 Tags: Bankruptcy, Bondholders, Bonds, Credit exposure, Cross-border transactions, Debt, Debtor-creditor law, Europe,International governance, Legal systems, Merger announcements, Mergers & acquisitions, Risk arbitrage, Takeover premiums, Takeovers Prioritizing Cybersecurity: Five Questions for Portfolio Company Boards Posted… [read post]
22 Mar 2019, 6:27 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Saturday, March 16, 2019 Tags: Compliance and disclosure interpretation, Disclosure, DOJ, Reputation, Risk management, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation, Settlements Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks Posted by William H. [read post]
21 Jun 2011, 5:00 am
This panel discussion with experts and practitioners will provide insight as to the policy, governance, and security issues warranted to mitigate risks. [read post]
22 Dec 2022, 6:31 am
Advanced Bionics must also implement a robust compliance program that includes, among other things, a risk assessment program and compliance certifications from key managers and from the Board of Directors. [read post]
8 Jun 2018, 6:47 am
Klemash, EY Center for Board Matters and Jon Shames, EY Geostrategic Business Group, on Monday, June 4, 2018 Tags: Boards of Directors, Engagement, International governance, Management, Risk, Risk management, Risk oversight The Hypocrisy of Hedge Fund Activists Posted by Kai Haakon Liekefett, Sidley Austin LLP, on Monday, June 4, 2018 Tags: Board composition, Board… [read post]
18 May 2018, 6:01 am
Marcogliese, and Rahul Mukhi, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, May 17, 2018 Tags: Cybersecurity, Disclosure, Risk disclosure, Risk management, SEC, SEC enforcement, Securities enforcement, Securities regulation, Settlements [read post]
