Search for: "In Re Disciplinary Action Against Sullivan" Results 1 - 20 of 27
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27 Apr 2020, 9:11 am by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report: April 2020Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
15 Oct 2019, 4:13 pm by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report: October 2019Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
2 Mar 2007, 4:01 pm
In Charney's discrimination/retaliation case against Sullivan & Cromwell, Charney's attorneys have filed an opposition to Sullivan & Cromwell's motion to dismiss Charney's case. [read post]
28 May 2008, 10:19 am
Some quotes:Lawyers involved in the class action sex discrimination case against Fairfield, Conn. [read post]
3 Jan 2024, 9:01 pm by renholding
These exceptions are intended to protect holders of the listed shares from actions that could devalue those shares. [read post]
9 Jan 2018, 4:43 pm by Lawrence B. Ebert
[Matter of] Westfall, 808 S.W.2d [829] at 837 [1991]; In re Disciplinary Action Against Graham, 453 N.W.2d 313, 322 (Minn.), cert. denied, 498 U.S. 820 [111 S. [read post]
19 Feb 2018, 12:00 am by Public Employment Law Press
  that under 42 USC § 1983 and state law.The Court of Claims granted Defendants' motion to dismiss Claim No. 126268 as against the State and the Attorney General's Office, and Claim No. 126067 as against the State and the Attorney General's Office. [read post]
8 Feb 2023, 6:11 am by Dan Bressler
These situations are fraught with peril that can easily lead to disqualification, disciplinary action or potential malpractice liability. [read post]
11 Jan 2020, 1:37 pm by John Floyd
  Yesko stated that a prosecutor who engages in intentional and unconstitutional discrimination in the jury selection process in a criminal case would not necessarily be subject to disciplinary action by the Bar. [read post]
17 Nov 2019, 4:20 am by SHG
To say you’re against racism isn’t remotely sufficient to be antiracist. [read post]
30 Apr 2020, 9:05 pm by Dan Flynn
”  She claims Smithfield supervisors have “singled out” employees who sued the company for  disciplinary action She contends the federal Government Accountability Office (GAO) has recognized the meatpacking industry for its tendency to frequently retaliate against employees who speak out on safety issues. [read post]
17 Nov 2008, 2:54 pm
Recker - In this attorney discipline action, the Indiana Supreme Court Disciplinary Commission filed a complaint against the respondent, a part-time public defender, alleging improper use of confidential information obtained from another public defender with whom the respondent shared office space. [read post]
23 Mar 2007, 3:36 pm
Ireland was reportedly cut off before he could say by whom against whom - could it be that Grinberg has filed charges with the disciplinary committee against Gallion for destroying the notes??? [read post]
27 May 2009, 12:58 am
Gore, announced they're teaming up to mount a federal challenge to Prop 8. [read post]
26 Jun 2018, 12:53 pm by Eugene Volokh
California doesn't require licenses for engaging in such actions, but does require disclosure of the facility's unlicensed status. [2.] [read post]
13 Jan 2013, 4:09 pm by INFORRM
There was no reference to potential disciplinary action against him or any member of staff“. [read post]
3 Nov 2011, 11:53 am by Max Kennerly, Esq.
Most everyday citizens won’t encounter the Commonwealth Court unless they’re suing the government or if they’re appealing a workers’ compensation or unemployment decision. [read post]