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23 Feb 2010, 3:00 pm
On February 16, 2010, Financial Industry Regulatory Authority (FINRA) fined H&R Block Financial Advisors, Inc., (n/k/a Ameriprise Financial) $200,000 for failing to establish adequate supervisory systems and procedures for supervising sales of a unique and relatively new investment called reverse convertible notes to retail customers. [read post]
6 Jan 2005, 1:49 am
"The proposed respondents are: Behr Systems, Inc, Auburn Hills, Michigan; Durr AG, Stuttgart, Germany; Motoman, Inc., West Carrollton, Ohio; and Yaskawa Electric Corporation of Kitakyushu, Fukouka, Japan.The complaint has been designated as confidential and assigned Docket No. 337-2406 for indexing in the Commission's database. [read post]
4 Jun 2015, 4:52 am
TVEyes, Inc., 43 F. [read post]
4 Oct 2016, 7:00 am
In addition, it has a searchable library of more than 35,000 case digests organized into 700 + indexed topics. [read post]
15 May 2013, 5:30 am
Stack, CPA, Director of Operations, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
18 Feb 2018, 7:45 pm
Equustek Solutions Inc.[1] issued a preliminary injunction on November 2, 2017 enjoining Equustek from enforcing the global de-indexing order it obtained against Google in a British Columbia court. [read post]
7 Aug 2017, 4:00 am
On April 6, 2010, LUBA performed a claim index search on Mr. [read post]
21 Jul 2009, 5:00 am
We are discussing CITY OF WESTLAND POLICE & FIRE RETIREMENT SYSTEM v. [read post]
12 Jul 2011, 5:02 pm
In the Order, ALJ Gildea granted a joint motion filed by Complainants Rovi Corporation, Rovi Guides, Inc., United Video Properties, Inc., and Index Systems, Inc. [read post]
29 Nov 2016, 8:41 am
FINRA reported that Valic Financial Advisors failed to have a reasonable system to address and review the conflict of interest created by its compensation policy, according to the Letter of Acceptance, Waiver and Consent (AWC). [read post]
22 Sep 2013, 5:30 am
IMB+ Records Inc. 2013 ONSC 5382 http://t.co/8X5y5upZuQ -> Philip Pullman: illegal downloading is 'moral squalor' http://t.co/2aWCK5sNej -> Search engine indexing files fair use says court in Perfect 10, Inc. v. [read post]
14 May 2020, 11:32 pm
HP Inc., 881 F.3d 1360, 1365 (Fed. [read post]
13 Dec 2010, 1:05 am
[see New York City Department of Education v Halpin, OATH Index #818/07]. [read post]
10 Mar 2008, 11:54 am
The traders were suspended after Lehman's internal systems flagged a breakdown in the procedures for valuing securities. [read post]
30 Nov 2018, 7:00 am
by Patrick McCabe, Board of Governors of the Federal Reserve System In our working paper, we examine four channels by which the active-to-passive shift may affect financial stability: (1) effects on liquidity transformation and redemption risk for investment funds; (2) growth of passive products with strategies that amplify asset-price volatility; (3) increased asset-management industry concentration; and (4) effects of indexing on the prices, volatility, and comovement of… [read post]
31 Jul 2009, 6:27 pm
Kazaa, including the domain name, has since been sold off to Brilliant Digital Entertainment, Inc. [read post]
2 Jul 2014, 10:37 am
The Financial Industry Regulatory Authority (FINRA) has sanctioned Infinex Investments, Inc. [read post]
29 Jan 2021, 9:10 pm
Waltham, MA-based PerkinElmer Inc. has a new tool for food processors who are on the lookout for E. coli O157. [read post]
31 Dec 2018, 4:07 pm
KEY WORDS: NCSLT, Transworld-System-Inc, SLABS, private student loans. . [read post]
30 Sep 2013, 11:04 am
[Post by Venkat Balasubramani] In re: Google Inc. [read post]
