Search for: "Luis A. Aguilar, U.S. Securities and Exchange Commission,"
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30 Aug 2012, 6:19 am
Securities and Exchange Commission. [read post]
1 Aug 2012, 1:38 pm
Jointly Submitted Plan Commissioner Luis Aguilar voted against passing Rule 613 for a number of reasons. [read post]
27 Jul 2012, 6:16 am
Securities and Exchange Commission. [read post]
13 Jul 2012, 6:24 am
Securities and Exchange Commission. [read post]
9 May 2012, 7:00 am
The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. [read post]
6 May 2012, 8:07 am
Securities and Exchange Commission. [read post]
12 Apr 2012, 1:08 am
Fourth, it could be clarified that an off-exchange transaction takes place in the U.S. if either party made or accepted the offer to purchase or sell the security while in the U.S. [read post]
11 Apr 2012, 4:15 pm
In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
10 Apr 2012, 6:34 am
Commissioner Luis Aguilar has repeatedly urged the SEC to proceed with forming the new panel. [read post]
25 Mar 2012, 5:27 am
Securities and Exchange Commission. [read post]
11 Mar 2012, 8:08 am
Securities and Exchange Commission. [read post]
28 Feb 2012, 2:00 am
Securities and Exchange Commission, on the sidelines of the Practising Law Institute’s annual SEC Speaks conference. [read post]
6 Feb 2012, 7:09 am
Securities and Exchange Commission. [read post]
21 Oct 2011, 11:09 am
Securities and Exchange Commission and one for the Commodity Futures Trading Commission. [read post]
29 Sep 2011, 10:29 am
By Nicolas Morgan and Patrick Hunnius, DLA Piper, Los Angeles, CA The Securities and Exchange Commission is increasing its scrutiny of China-based companies with securities traded on U.S. stock exchanges. [read post]
24 Sep 2011, 5:55 am
Securities and Exchange Commission. [read post]
9 Jul 2011, 6:45 am
Securities and Exchange Commission. [read post]
15 Jun 2011, 2:31 pm
Securities and Exchange Commission today announced that victims of Allen Stanford's Ponzi scheme are entitled to the protections of the Securities Investor Protection Act of 1970, which means they may be entitled to get their money back. [read post]
25 May 2011, 11:33 am
Securities and Exchange Commission today approved final rules for rewarding whistleblowers who provide the agency with tips that lead to successful prosecutions. [read post]
19 May 2011, 10:02 am
President Obama also nominated SEC commissioner Luis Aguilar to serve a second term. [read post]
