Posts tagged with: "206"
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3 Feb 2015, 10:43 am
App. 206 (2002). [read post]
18 Jul 2011, 5:00 pm
Taft (ltaft@ac-lawyers.com or 206-529-3017). [read post]
19 Mar 2019, 10:40 am
., 512 So. 2d 206 (Fla. 1st DCA 1987). [read post]
28 Apr 2011, 8:06 am
Massachusetts'current minimum financial requirements allowing investment advisers to maintain a segregated account instead of a bond, having a bonding requirement for custody, and requiring a bond amount of $10,000 would be replaced with the following:Investment advisers registered or required to register under the Massachusetts Securities Act and having custody of their clients funds or securities would need to comply with the safekeeping requirements of SEC Rule 206(4)-2 of the… [read post]
22 Feb 2008, 4:34 pm
Continue reading… Table 1: Murder Arrestees by Race in Connecticut 2000 to 2004 ar White Black Other Asian Indian Unknown Total 2004 35 45 0 1 0 35 117 2003 44 34 2 0 28 108 2002 33 37 1 0 26 97 2001 50 54 0 Not listed Not listed 1 138 2000 52 38 0 - - 24 114 Table 2: Robbery Arrestees by Race in Connecticut 2000-2004 Year White Black Asian Indian … [read post]
24 Jan 2011, 11:01 pm
., 206 F.3d 1422, 1429 (Fed. [read post]
10 Dec 2009, 5:00 am
As a result, the SEC claimed Chais violated Section 17(a) of the Securities Act; Section 10(b) of the Exchange Act and Rule 10b-5 thereunder; and Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder. [read post]
19 Mar 2013, 9:51 pm
Last but not least, Article 206, which forms part of the eighth and last Title (Articles 201-206) on particular forms of procedure, introduces a new procedure for requests of the Member States according to Article 269 TFEU, i.e. requests for the review of the legality of observations and recommendations made by the Council or European Council in case of clear risk of a serious breach by a Member State of the values referred to in Article 2 TEU. [read post]
30 Oct 2011, 7:08 am
It studied not just reconstruction spending, but $206 billion for the logistical support of coalition forces and the performance of security functions. [read post]
29 Dec 2011, 1:41 pm
Id. at 206-07. [read post]
15 Jan 2019, 11:40 am
SEC Rule 206(4)-7(a) SEC Rule 206(4)-7(a) is also analogous. [read post]
13 Mar 2008, 3:00 am
Family Psychology 206, 206 (2003). 2. 211 S.W.3d 63, 67-68 (Ky. [read post]
22 Oct 2019, 9:51 am
The SEC found in both instances that the advisers “violated Section 206(2) of the Advisers Act, which prohibits an investment adviser from “engag[ing] in any transaction, practice, or course of business which operates as a fraud or deceit upon any client or prospective client. [read post]
19 Sep 2019, 11:40 am
The NCAA has threatened to drop California schools from competition if SB 206 is signed and upheld by the courts. [read post]
16 Sep 2010, 6:45 pm
Although he was selling MSR-206s through eBay at the time, selling the devices is not illegal. [read post]
15 Apr 2022, 11:42 pm
Along with PR 38a-2, the SEC also proposed a similar rule, PR 206(4)-9, under the Investment Advisers Act of 1940, which would apply to registered advisers and their duties related to cybersecurity. [read post]
7 May 2012, 4:03 pm
Although the SEC and its staff have provided guidance on various advertising limitations in Section 206 and Rule 206(4)-1 of the Advisers Act, uncertainty remains as to the scope and application of these limitations to hedge fund advisers. [read post]
12 Aug 2008, 12:14 pm
Second, the Commission issued a cease and desist order for violations of Section 206 of the Advisers Act. [read post]
10 Aug 2017, 7:46 pm
The 206 confirmed infections have been reported from 27 states, most of which have reported relatively few cases, CDC reported. [read post]
6 Jul 2012, 7:27 pm
