Posts tagged with: "206"
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1 Jan 2021, 8:58 am
Ct. 719, 723, 206 L.Ed.2d 9 (2020). [read post]
Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
Voting in support of the rule Chair Gensler and Commissioners Crenshaw and Lee noted the evolving risk landscape and the increase in the number and sophistication of data compromises.The proposal includes cybersecurity risk management rules (new Rules 206(4)-9 under the Advisers Act and 38a-2 under the Investment Company Act) requiring advisers and funds to adopt and implement policies and procedures that are reasonably designed to address cybersecurity risks. [read post]
7 Jul 2016, 2:10 pm
State, 807 So.2d 206, 207 n. 2 (Fla. 5th DCA 2002) (quoting statute). [read post]
7 Apr 2023, 7:02 am
By way of background, Section 206(a)(6) of the Investment Advisers Act states: “’Convicted’ includes a verdict, judgment, or plea of guilty, or a finding of guilt on a plea of nolo contendere, if such verdict, judgment, plea, or finding has not been reversed, set aside, or withdrawn, whether or not sentence has been imposed. [read post]
1 Jun 2015, 9:52 pm
But beginning in the Han Dynasty (206 B.C.-220 A.D.), Confucian scholars emphasized a humanitarian approach to justice. [read post]
23 Jun 2014, 8:42 am
<> Report Reveals Companies That Dumped 206 Pounds of Toxic Chemicals Into Our Waterways - Environment America's report also reveals the top 10 states for toxic dumping. . . [read post]
20 Feb 2014, 12:32 pm
In a previous posting, we noted that perhaps the most significant provision of the Act is Section 206, which prohibits advisers from defrauding their clients and which has been interpreted by the Supreme Court as imposing on advisers a fiduciary duty to their clients. [read post]
28 Sep 2015, 3:20 am
Unlike prison sentences, the death penalty is irreversible and irreparable," they said.They also claimed that the death penalty can be used in a disproportional manner against the poor, minorities and members of racial, ethnic, political and religious groups.As the General Assembly of the United Nations recently stated that there is no conclusive evidence of the deterrent value of the death penalty (UNGA Resolution 65/206), it is significant to note that the implementation of the… [read post]
1 Apr 2020, 9:00 pm
Under Arizona Revised Statute §13-206 to use entrapment as a defense, you must admit to the substantial elements of the crime. [read post]
10 Dec 2018, 5:43 am
As a result, censures and orders to pay civil money penalties, assuming the penalties are paid in accordance with the order, are not disqualifying, and a disqualification based on a suspension or limitation of activities expires when the suspension or limitation expiresCertain SEC cease-and-desist orders where the Commission orders to cease and desist from violations and future violations of the scienter-based anti-fraud provisions of the federal securities laws, including, for example… [read post]
6 Nov 2012, 7:27 pm
., 237 F.3d 198, 206 (3d Cir. 2000) ("In Interpace Corp. v. [read post]
30 Jan 2018, 1:46 am
By virtue of articles 178-206 of law 4512/2018, which was published on 17.1.2018, disputes concerning infringement of trademarks, patents and industrial designs, initiated before a civil court, shall be subject to mandatory mediation as a condition for the admissibility of the legal proceedings. [read post]
26 Dec 2013, 11:35 am
., 206 Md. [read post]
U.S. Court of Appeals for the Fourth Circuit, Berg v. Kingdom of the Netherlands, Docket No. 20-1765
17 Feb 2022, 3:53 pm
Republic of Iraq, 666 F.3d 205, 206 (4th Cir. 2011). [read post]
13 Jan 2016, 2:53 pm
United States, 206 U.S. 333 (1907). [read post]
5 Jan 2014, 4:01 pm
As of today, this blog -- which is driven by blogmeister Barbara Cookson (Filemot Technology Law Ltd), has 206 email subscribers and a searchable database of 327 items. [read post]
15 Feb 2023, 3:57 am
Hippo Parts at Safari Club International Hippos in the Wild Media contact: Rodi Rosensweig, HSLF/HSUS/HSI, (202) 809-8711; rrosenweig@humanesociety.org Tanya Sanerib, Center for Biological Diversity, (206) 379-7363; tsanerib@biologicaldiversity.org ## The Humane Society Legislative Fund is a social welfare organization incorporated under section 501(c)(4) of the Internal Revenue Code and formed in 2004 as a separate lobbying affiliate of The Humane Society… [read post]
14 Feb 2013, 2:12 pm
Readers of this blog should be intimately familiar with federal pay-to-play provisions such as SEC Rule 206(4)-5, MSRB Rule G-37, and CFTC Rule 23.451, which prohibit “covered” investment, municipal finance and swap firms, their covered employees, and any political action committees (PACs) under their control from making, soliciting or coordinating contributions on behalf of covered officials. [read post]
11 May 2020, 5:32 pm
See Plea Agreement (dkt. 206) ¶ 5. [read post]
12 Mar 2023, 12:38 pm
"In 2022, the Council worked on a total of 206 cases, relating to 193 different companies.Of these, 81 were opened during the year, while 57 were opened in 2021. [read post]
