Posts tagged with: "financial+issue"
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10 Mar 2014, 3:24 am
Continue reading "After the Financial Crisis" [read post]
16 Jan 2015, 7:11 am
Even if this bill does not make it out of Committee, the introduction of HB 1113 will bring an important issue to the attention of the Colorado General Assembly. [read post]
10 Feb 2015, 1:16 pm
On February 2, 2015, the commissioners of the Joint Commission on Public Ethics (JCOPE) issued a report to the governor and the Legislature outlining requested changes to existing ethics and lobbying laws. [read post]
28 Jul 2009, 5:16 am
The UK Financial Services Authority published Policy Statement PS09/13 on 24 July 2009 confirming that proprietary life insurance companies will no longer be able to use their with-profit funds to meet future compensation and redress payments.The new rules follow Consultation Paper CP09/09 which was issued earlier this year and proposed that shareholders alone should meet the cost of such failures amid fears that the current rules might not lead to the fair treatment of… [read post]
20 May 2010, 5:47 pm
Senate voted 59-39 this evening to approve Senator Christopher Dodd's wide-ranging financial reform legislation. [read post]
15 Aug 2008, 7:06 pm
(Editor's Note: This post comes from Arturo Bris, a professor at IMD who is also affiliated with the Yale International Center for Finance) I have recently completed a report Short Selling Activity in Financial Stocks and the SEC July 15th Emergency Order that analyzes the effect of the EO that was issued to “enhance investor protection against naked short selling in the securities of Fannie Mae, Freddie Mac, and primary dealers at commercial and investment… [read post]
11 Feb 2011, 2:36 am
A corporate law blog for you to end the week - the Corporate & Financial Weekly Digest is published by Katten Muchin Rosenman, a big firm with offices across the United States and the United Kingdom. [read post]
13 Apr 2022, 1:03 pm
The CFPB has issued its Fall 2021 Semi-Annual Report to Congress covering the period April 1, 2021 through September 30, 2021. [read post]
22 Mar 2020, 7:54 pm
The EEOC has issued guidance on this issue as well. [read post]
8 Jul 2021, 12:02 am
The MAS is thus proposing to introduce a provision in the SFA to enable the MAS to issue binding directions to regulated financial institutions (and their representatives) in relation to their unregulated business. [read post]
29 Jan 2014, 10:00 am
MishkinIn the wake of the recent publicity about data breaches at several major retailers, the CFPB has issued a consumer advisory. [read post]
11 Jan 2011, 5:57 am
Bankruptcy is a legal issue that can be complicated, and because it's an upsetting decision, many people just don't have the heart to become better informed. [read post]
25 Jan 2019, 6:40 am
In 2019, a FINRA Panel of Arbitrators issues a decision addressing claims filed in 2014 seeking over $2 million in damages from Morgan Stanley for, in part, financial elder abuse, that allegedly arose from trading as far back as 1993. [read post]
4 Dec 2009, 4:18 am
- Nell Minow on "The New Fundamentals" - Life Balance Issues for Executive Spouses - Broc Romanek [read post]
28 Apr 2015, 1:09 pm
Kaplinsky Key members of the CFPB’s enforcement, regulatory and supervision offices spoke yesterday at PLI’s 20th Annual Consumer Financial Services Institute in Chicago. [read post]
30 Aug 2013, 9:00 am
When we report on the issue of elder abuse, including financial elder abuse, it is usually because of a recent headline that discusses a new wrinkle, a new twist on how an elderly person was mistreated and/or defrauded. [read post]
22 Dec 2008, 10:36 pm
Sometimes quality control and financial stability go hand in hand. [read post]
10 Feb 2020, 7:37 am
His practice involved the marketing of additional high-commission stocks, according to FINRA’s complaint.The Securities Exchange Act of 1934The Securities Exchange Act of 1934 (SEA) was conceived to oversee securities trades on the developed exchange, after issue, guaranteeing more financial clarity and competence and less scam or manipulation.The SEA endorsed the placement of the Securities and Exchange Commission (SEC), the governing arm of the SEA. [read post]
6 May 2018, 8:44 am
We are also issuing a call for papers. [read post]
9 Apr 2014, 10:51 am
At the Practicing Law Institute’s 19th Annual Consumer Financial Services Institute (co-chaired by Alan Kaplinsky) held earlier this week in New York City, a CFPB representative indicated that the CFPB will not be issuing regulations this year to implement Section 1071. [read post]
